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CP

Craig J. Poeppelman

HP & ASSOCIATES
Bellefontaine, OH
Some features on this profile are disabled
CRD#: 4730522
CP

Professional summary

Craig Jospeh Poeppelman is a registered financial advisor currently at HP & ASSOCIATES located in Bellefontaine, Ohio.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Craig has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Jospeh Poeppelman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 6, 2019 - Present

HP & ASSOCIATES

RIA
CRD#: 300587
Bellefontaine, OH
Past

February 28, 2018 - June 27, 2019

W. JOSEPH HARPER

RIA
CRD#: 119879
Bellefontaine, OH
Past

January 27, 2006 - February 20, 2018

W. JOSEPH HARPER

RIA
CRD#: 119879
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(5/6/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/15/2005
Uniform Investment Adviser Law Examination

Current Firm

H&
HP & ASSOCIATES
HA LLC | HP & ASSOCIATES

CRD#: 300587 / SEC#:

Ohio
Registered Investment Advisory firm - (5/6/2019 Approved)
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Contact information

Main Address
Bellefontaine, OH
Mailing Address
Phone number
(614) 560-3253
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts55
AUM (Assets Under Management)$ 42,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HP & ASSOCIATES

CRD#: 300587Bellefontaine, OH

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