TP
Trajko Papuckoski
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Carrollton, TX
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CRD#: 4730258
TP
Professional summary
Trajko Papuckoski, who also goes by Tony Papuckoski, Tony Papuckoski, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Carrollton, Texas.
Trajko is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Trajko has worked at 21 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Papuckoski | Tony Papuckoski
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name: The Nativity of the Blessed Virgin Mary Macedonian Orthodox Church Position: Board Member Nature: Church Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 02/29/2020 Address: 2705 Keller Springs Ct, Carrollton TX 75007, United States Description: Volunteer as Board Member (2) SAINTS CONSTANTINE & HELEN ANTIOCHIAN ORTHODOX CHURCH POSITION: Treasurer NATURE: Started as a Sunday School volunteer in August 2021. Joined the Board last year as a non-Officer. I've been nominated as Treasurer for 2024, potentially 2025. I can only be re-elected to a second 3 year term. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2021 ADDRESS: 1225 E Rosemeade Pkwy, Carrollton TX 75007, United States DESCRIPTION: Treasurer oversea income and expenses of the church. Approve Priest and Admi to pay expenses. Work with outside CPA in preparing financial reports. Potentially help Ushers count lose change after service.
CRS (Client Relationship Summary) - RIA
Click below to view Trajko Papuckoski's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Trajko Papuckoski's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 3965 Dallas Parkway Frisco Regional, Frisco, TX 75034RIA
BD
CRD#: 20472
Carrollton, TX
Current
September 14, 2023 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 3965 Dallas Parkway Frisco Regional, Frisco, TX 75034RIA
BD
CRD#: 20472
Frisco, TX
Past
February 13, 2018 - August 9, 2023
FISHER INVESTMENTS
RIA
CRD#: 107342
PLANO, TX
Past
December 5, 2016 - February 14, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
WOODLAND HILLS, CA
Past
February 4, 2016 - November 16, 2016
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
February 4, 2016 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
BD
CRD#: 14503
el segundo, CA
Past
February 4, 2016 - November 9, 2016
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
EL SEGUNDO, CA
Past
February 4, 2016 - November 16, 2016
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
EL SEGUNDO, CA
Past
February 4, 2016 - November 16, 2016
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
El Segundo, CA
Past
February 4, 2016 - November 16, 2016
GIRARD SECURITIES, INC.
BD
CRD#: 18697
EL SEGUNDO, CA
Past
February 4, 2016 - November 16, 2016
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
El Segundo, CA
Past
February 4, 2016 - November 16, 2016
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
EL SEGUNDO, CA
Past
February 4, 2016 - November 16, 2016
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
EL SEGUNDO, CA
Past
February 4, 2016 - November 16, 2016
CETERA ADVISORS LLC
BD
CRD#: 10299
EL SEGUNDO, CA
Past
February 4, 2016 - November 16, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
February 15, 2013 - November 20, 2015
KEELEY ASSET MANAGEMENT CORP
RIA
CRD#: 104994
CHICAGO, IL
Past
February 12, 2013 - November 20, 2015
KEELEY INVESTMENT CORP.
BD
CRD#: 7346
CHICAGO, IL
Past
December 4, 2008 - February 21, 2013
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SCHAUMBURG, IL
Past
February 22, 2008 - February 21, 2013
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Past
October 24, 2006 - December 21, 2007
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
MOUNT PROSPECT, IL
Past
July 6, 2005 - September 8, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
HIGHLAND, IN
Past
June 24, 2004 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
January 19, 2004 - February 10, 2004
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 19, 2004 - February 10, 2004
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/11/2023)
IAR
Alabama(8/15/2025)
RR
Alaska(10/9/2023)
RR
Arizona(10/11/2023)
RR
Arkansas(10/13/2023)
RR
California(9/21/2023)
RR
Colorado(10/12/2023)
RR
Connecticut(9/21/2023)
RR
Delaware(10/19/2023)
RR
District of Columbia(10/3/2023)
RR
Florida(8/15/2024)
RR
Georgia(9/25/2023)
RR
Hawaii(10/27/2023)
RR
Idaho(9/21/2023)
RR
Illinois(11/17/2023)
RR
Indiana(10/12/2023)
RR
Iowa(9/22/2023)
RR
Kansas(10/11/2023)
RR
Kentucky(10/13/2023)
RR
Louisiana(10/13/2023)
RR
Maine(9/21/2023)
RR
Maryland(10/20/2023)
RR
Massachusetts(10/19/2023)
RR
Michigan(10/13/2023)
RR
Minnesota(10/13/2023)
RR
Mississippi(10/13/2023)
RR
Missouri(9/22/2023)
RR
Montana(10/17/2023)
RR
Nebraska(9/21/2023)
RR
Nevada(10/9/2023)
RR
New Hampshire(10/25/2023)
RR
New Jersey(10/12/2023)
RR
New Mexico(10/12/2023)
RR
New York(11/21/2023)
RR
North Carolina(10/11/2023)
RR
North Dakota(10/16/2023)
RR
Ohio(9/21/2023)
RR
Oklahoma(10/11/2023)
RR
Oregon(9/21/2023)
RR
Pennsylvania(9/22/2023)
RR
Rhode Island(9/22/2023)
RR
South Carolina(9/22/2023)
RR
South Dakota(10/20/2023)
RR
Tennessee(9/26/2023)
IAR
Texas(8/24/2023)
RR
Texas(10/11/2023)
RR
Utah(9/21/2023)
RR
Vermont(10/12/2023)
IAR
Vermont(8/25/2025)
RR
Virginia(10/13/2023)
RR
Washington(10/12/2023)
RR
West Virginia(10/12/2023)
RR
Wisconsin(9/21/2023)
RR
Wyoming(10/19/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/13/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
