Douglas P. Johnson

HCM WEALTH ADVISORS

Cincinnati, OH 45247-7833

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CRD#: 4730228

Professional summary

Douglas Peter Johnson, who also goes by Doug Peter Johnson, is a registered financial advisor currently at HCM WEALTH ADVISORS located in Cincinnati, Ohio.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Douglas has worked at 4 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Doug Peter Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Peter Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2017 - Present

HCM WEALTH ADVISORS

Office #1: 6116 Harrison Ave, Cincinnati, OH 45247-7833

RIA

CRD#: 107700

Cincinnati, OH

Past

June 24, 2011 - September 1, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CINCINNATI, OH

Past

January 12, 2007 - September 1, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CINCINNATI, OH

Past

September 16, 2004 - December 20, 2006

QUESTAR CAPITAL CORPORATION

CRD#: 43100

WEST HARRISON, IN

Past

December 2, 2003 - May 13, 2004

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HCM WEALTH ADVISORS

HCM WEALTH | HENGEHOLD CAPITAL MANAGEMENT LLC | HCM WEALTH ADVISORS

CRD#: 107700 / SEC#: 801-37821

RIA

Registered Investment Advisory firm - (11/29/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/4/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 11/15/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 9/26/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 10/12/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/1/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HCM WEALTH ADVISORS

HCM WEALTH | HENGEHOLD CAPITAL MANAGEMENT LLC | HCM WEALTH ADVISORS

CRD#: 107700 / SEC#: 801-37821

RIA

Registered Investment Advisory firm - (11/29/1990 Approved)

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Contact information

Main Address

6116 Harrison Ave, Cincinnati, OH 45247-7833

Mailing Address

Phone number

(513) 598-5120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 022025 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	2,742
AUM (Assets Under Management)	$ 1,084,067,745

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/29/2025	Cover Page	Report
10/14/2024	Cover Page	Report
09/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas P. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Peter Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

QUESTAR CAPITAL CORPORATION

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

HCM WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/4/2003

SIE

Date: 9/1/2017

Series 87

Date: 11/15/2006

Series 86

Date: 9/26/2006

Series 7

Date: 10/12/2004

Series 6

Date: 12/1/2003

Current Firm

HCM WEALTH ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HCM WEALTH ADVISORS

TRUST BUT VERIFY

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