Mary K. Wilkerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Katherine Wilkerson, who also goes by Mary K Wilkerson, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 2004. Mary had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2009 - February 19, 2013
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
August 12, 2009 - February 19, 2013
CAPITAL GUARDIAN, LLC
February 10, 2009 - August 13, 2009
MUTUAL SERVICE CORPORATION
February 9, 2009 - August 13, 2009
MUTUAL SERVICE CORPORATION
February 21, 2006 - January 30, 2009
RAYMOND JAMES & ASSOCIATES, INC.
October 10, 2005 - January 30, 2009
RAYMOND JAMES & ASSOCIATES, INC.
March 25, 2004 - October 10, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
CRD#: 131631 / SEC#: 801-63969
Contact information
Red Flags
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