MS
Michael W. Suhay
WESTMINSTER FINANCIAL ADVISORY CORP
AVON, OH
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CRD#: 4729743
MS
Professional summary
Michael William Suhay, who also goes by Michael W Suhay, is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Avon, Ohio and WESTMINSTER FINANCIAL SECURITIES, INC. located in Beavercreek, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael W Suhay
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Suhay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2010 - Present
WESTMINSTER FINANCIAL ADVISORY CORP
RIA
CRD#: 110283
AVON, OH
Current
February 16, 2010 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 50 Chestnut Street Suite A-200, Beavercreek, OH 45440BD
CRD#: 20677
Beavercreek, OH
Past
March 8, 2006 - March 2, 2010
GUNNALLEN FINANCIAL, INC
RIA
CRD#: 17609
AVON, OH
Past
December 5, 2003 - March 2, 2010
GUNNALLEN FINANCIAL, INC
BD
CRD#: 17609
AVON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/28/2024)
RR
California(2/16/2010)
IAR
California(7/21/2011)
RR
Connecticut(3/24/2022)
IAR
Connecticut(3/27/2022)
RR
Florida(2/16/2010)
IAR
Florida(8/26/2011)
RR
Georgia(2/16/2010)
IAR
Georgia(5/5/2017)
RR
Idaho(5/8/2013)
IAR
Idaho(4/6/2017)
RR
Illinois(2/16/2010)
IAR
Illinois(7/23/2020)
RR
Kentucky(1/31/2013)
RR
Louisiana(2/16/2010)
IAR
Louisiana(1/28/2013)
RR
Maine(4/3/2017)
IAR
Maine(4/4/2017)
RR
Maryland(2/16/2010)
IAR
Maryland(1/10/2018)
RR
Massachusetts(2/16/2010)
IAR
Massachusetts(7/26/2011)
RR
Minnesota(1/22/2014)
RR
Missouri(2/16/2010)
RR
New Jersey(2/16/2010)
IAR
New Jersey(2/15/2017)
RR
New York(2/16/2010)
IAR
New York(8/16/2021)
RR
North Carolina(2/16/2010)
IAR
North Carolina(4/7/2017)
RR
Ohio(2/16/2010)
IAR
Ohio(2/17/2010)
RR
Oklahoma(2/16/2010)
IAR
Oklahoma(4/7/2017)
RR
Oregon(2/16/2010)
IAR
Oregon(9/1/2017)
RR
Pennsylvania(2/16/2010)
IAR
Pennsylvania(2/17/2010)
RR
Rhode Island(2/16/2010)
IAR
Rhode Island(3/25/2024)
RR
South Carolina(2/16/2010)
IAR
South Carolina(7/25/2011)
RR
Tennessee(2/16/2010)
RR
Texas(4/3/2017)
IAR
Texas(4/11/2017)
RR
Utah(2/17/2010)
RR
Virginia(2/16/2010)
IAR
Virginia(4/6/2017)
RR
Washington(2/16/2010)
IAR
Washington(4/11/2017)
RR
Wisconsin(4/14/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
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Contact information
Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2024 | ||
| 02/26/2024 | ||
| 12/09/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
