Brian C. Kerester
Professional summary
Brian Charles Kerester is a registered financial professional currently at WOOD WARREN & CO. SECURITIES, LLC located in San Francisco, California.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Charles Kerester's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2010 - Present
WOOD WARREN & CO. SECURITIES, LLC
Office #1: One Sansome Street, Suite 3500, San Francisco, CA 94104Office #2: One Sansome Street, Suite 3500, San Francisco, CA 94104November 24, 2003 - August 2, 2010
GLAUCON CAPITAL PARTNERS, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2010)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WOOD WARREN & CO. SECURITIES, LLC
CRD#: 136526 / SEC#: , 8-67024
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WOOD WARREN & CO. LP | MEMBER | |
| POSTREL, HELENE BERSON | FINOP/CFO | 2240945 |
| SHIMER, DONALD ALBERT JR | PRINCIPAL | |
| WOOD, JAMES ROGER | CEO, CCO |
Red Flags
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