Kevin M. Wenke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Montgomery Wenke, CFP®, CLU®, who also goes by Kevin M Wenke, Kevin Wenke, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2003. Kevin had worked at 5 firms and has passed the Series 66, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2009
Experience
August 27, 2021 - December 12, 2025
DECISION TREE INVESTMENT ADVISORS LLC
April 12, 2011 - February 5, 2013
CETERA ADVISORS LLC
March 30, 2011 - February 5, 2013
CETERA ADVISORS LLC
April 7, 2009 - March 29, 2011
WOODBURY FINANCIAL SERVICES, INC.
March 31, 2009 - March 29, 2011
WOODBURY FINANCIAL SERVICES, INC.
June 28, 2005 - March 4, 2009
MSI FINANCIAL SERVICES, INC.
November 25, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
November 25, 2003 - March 4, 2009
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DECISION TREE INVESTMENT ADVISORS LLC
CRD#: 314366 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
