Nancy J. Lugo
Professional summary
Nancy Janet Lugo, who also goes by Nancy Janet Hernandez, Nancy J Lugo, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Houston, Texas and INVESCO DISTRIBUTORS, INC. located in Houston, Texas.
Nancy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Nancy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nancy Janet Lugo's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2019 - Present
INVESCO ADVISERS, INC.
Office #1: 11 Greenway Plaza Suite 1000, Houston, TX 77046September 20, 2016 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 11 Greenway Plaza Suite 1000, Houston, TX 77046-1173June 1, 2010 - November 30, 2015
INVESCO DISTRIBUTORS, INC.
March 18, 2005 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2016)
(5/1/2019)
Exams
FINRA
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
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