Dov M. Wiener
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dov Moshe Wiener was a registered financial professional .
Dov is a previously registered financial professional and started their career in finance in 2005. Dov had worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2014 - November 19, 2025
JETT CAPITAL ADVISORS, LLC
July 3, 2013 - May 30, 2014
FAIRFAX SECURITIES CORPORATION
August 17, 2005 - July 12, 2013
CASIMIR CAPITAL L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
JETT CAPITAL ADVISORS, LLC
CRD#: 169127 / SEC#: , 8-69353
Contact information
FINRA licenses (9 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
