Jorge L. Alfonso

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CRD#: 4728979

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jorge Luis Alfonso was a registered financial professional .

Jorge is a previously registered financial professional and started their career in finance in 2004. Jorge had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 2525

PALM BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SNOWDEN CAPITAL ADVISORS LLC

CLEARBOURNE CAPITAL ADVISORS LLC | SNOWDEN LANE PARTNERS | SNOWDEN CAPITAL ADVISORS LLC

CRD#: 157299 / SEC#: 801-72332

RIA

Registered Investment Advisory firm - (6/17/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/29/2004

General Securities Representative Examination

Current Firm

SNOWDEN CAPITAL ADVISORS LLC

CLEARBOURNE CAPITAL ADVISORS LLC | SNOWDEN LANE PARTNERS | SNOWDEN CAPITAL ADVISORS LLC

CRD#: 157299 / SEC#: 801-72332

RIA

Registered Investment Advisory firm - (6/17/2011 Approved)

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Contact information

Main Address

540 Madison Ave. 9th Floor, New York, NY 10022

Mailing Address

Phone number

(646) 218-9760

Established

Firm type

Fiscal year end

# of Employees

145

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-04-16 PART 2A (4/16/2025)

2025-03-26 APPENDIX 1 - WRAP FEE BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9,968
AUM (Assets Under Management)	$ 7,554,762,347

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jorge L. Alfonso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SNOWDEN CAPITAL ADVISORS LLC

SNOWDEN ACCOUNT SERVICES LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

SNOWDEN CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/29/2004

Current Firm

SNOWDEN CAPITAL ADVISORS LLC

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SNOWDEN CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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