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Murielle Lieb

CRD# 4728711·Registered 2003 - 2012
Previously Registered: Being a previously registered professional could mean that Murielle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Murielle Lieb was a registered financial advisor. Murielle was a previously registered financial professional and started their career in finance 2003 - 2012. Murielle had worked at 2 firms and has passed the Series 63, Series 86, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

SCOTT & STRINGFELLOW, LLC·CRD# 6255
BD
Red Bank, NJ
August 25, 2004 - May 1, 2012
AURIA SERVICES CORP.·CRD# 27851
BD
New York, NY
December 9, 2003 - August 13, 2004

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Current Firm

S&
SCOTT & STRINGFELLOW, LLC

BB&T CAPITAL MARKETS A DIVISION OF SCOTT & STRINGFELLOW | SCOTT & STRINGFELLOW, LLC | SCOTT & STRINGFELLOW, INC. | CRAIGIE INCORPORATED | CLEARVIEW CORRESPONDENT SERVICES A DIV. OF S&S, INC. | BERGEN CAPITAL A DIVISION OF SCOTT & STRINGFELLOW | BB&T CAPITAL MARKETS/WINDSOR GROUP A DIV.OF S&S LLC | BB&T CAPITAL MARKETS/WINDSOR GROUP A DIV. OF S&S | BB&T CAPITAL MARKETS A DIVISION OF SCOTT & STRINGFELLOW, LLC

CRD#: 6255 / SEC#: 801-40380, 8-1361
BD
Terminated by SEC on 04/05/2013

Contact Information

Established

Virginia since 10/16/1929

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (8/23/2012)

Direct owners and executive officers

NamePositionCRD#
BB&T CORPORATIONOWNER—
ROBBINS, GEORGE WILLIAM IVBOARD OF MANAGERS2440106
BALL, MICHAEL DOUGLASSENIOR MANAGING DIRECTOR / REGIONAL MANAGER1134463
CECIL, ALEXANDER WILSONCHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR / BOARD OF MANAGERS2319938
CRAM, BRYAN SCOTTPRESIDENT PRIVATE CLIENT GROUP/SENIOR MANAGING DIRECTOR/BOARD OF MANAGERS2723431
DANIELS, KENNETH LUEBOARD OF MANAGERS5562440
GRIM, MERLIN TSENIOR MANAGING DIRECTOR/FINANCIAL OPERATIONS & RISK OFFICER/BOARD OF MANAGERS1386380
HARDY, WILLIAM EDWARDSENIOR MANAGING DIRECTOR / HEAD OF DEBT CAPITAL MARKETS/BOARD OF MANAGERS1459645
JOHNSON, HAL SWORDSBOARD OF MANAGERS2932544
JUNG, JOHN BERNARD JRSR MANAGING DIR./CHIEF MARKETING OFFICER/BOARD OF MANAGERS1296163
OSHEA, PATRICK ARTHURSENIOR MANAGING DIRECTOR/EQUITY CAPITAL MARKETS/BOARD OF MANAGERS1580879
OWEN, MICHAEL COLESENIOR MANAGING DIRECTOR / REGIONAL MANAGER1146778
SAUFLEY, RANDALL BARRETTCHIEF FINANCIAL OFFICER / FINOP /MANAGING DIRECTOR1664935
SCOTT, SIDNEY BUFORDCHAIRMAN/BOARD OF MANAGERS417234
THOMPSON, JUSTIN SHANEROP3200997
YATES, WILLIAM RUFUS IIICHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS4515188

Disclosures

Regulatory Event

37

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Nov 2008About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Sep 2008About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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