Robert James Wassel Jr
Professional Summary
Robert James Wassel JR, who also goes by Robert J Wassel Jr, Robert J Wassel, is a registered financial advisor currently at TRINITY WEALTH MANAGEMENT LLC located in Cincinnati, Ohio. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert J Wassel Jr, Robert J Wassel
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
TRINITY WEALTH MANAGEMENT LLC
Contact Information
Main Address
8040 Hosbrook Road Suite 220, Cincinnati, OH 45236Phone Number
(513) 794-2870# of Employees
4SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
937AUM (Assets Under Management)
$425,170,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
TRINITY WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
(1/4/2010)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Robert James Wassel JR's CRS (Customer Relationship Summary).
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