Todd V. Vandenburg

VANDENBURG CAPITAL MANAGEMENT

WEATHERFORD, TX

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CRD#: 4728273

Professional summary

Todd Victor Vandenburg, who also goes by Todd Vandenburg, is a registered financial advisor currently at VANDENBURG CAPITAL MANAGEMENT located in Weatherford, Texas.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Todd has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Vandenburg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

H&R PETERS FAMILY FOUNDATION; NOT INVESTMENT RELATED; SANTA ROSA, CA; CHARITY FOUNDATION; DIRECTOR; 02/2023; 2/MO; 0/MO OWNER-"VANDENBURG FINANCIAL AND INSURANCE SERVICES" OFFERING INSURANCE SERVICES SINCE 05/2004 - INVESTMENT RELATED. APPROX 15% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD; AUTHOR PROVIDING BOOK SALES SINCE 2014 - NON-INVESTMENT RELATED - 1% TIME SPENT. BUSINESS CONDUCTED FROM ADDRESS OF RECORD;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Victor Vandenburg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2017 - Present

VANDENBURG CAPITAL MANAGEMENT

RIA

CRD#: 286625

WEATHERFORD, TX

Past

October 18, 2016 - March 14, 2017

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

SANTA ROSA, CA

Past

October 17, 2016 - March 14, 2017

SCF SECURITIES, INC.

CRD#: 47275

SANTA ROSA, CA

Past

October 4, 2006 - October 19, 2016

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

SANTA ROSA, CA

Past

October 4, 2006 - October 19, 2016

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

SANTA ROSA, CA

Past

September 20, 2006 - October 17, 2006

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

SANTA ROSA, CA

Past

September 19, 2006 - October 17, 2006

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

SANTA ROSA, CA

Past

February 22, 2005 - September 22, 2006

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

SANTA ROSA, CA

Past

October 21, 2004 - September 22, 2006

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

SANTA ROSA, CA

Past

November 21, 2003 - June 4, 2004

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 21, 2003 - June 4, 2004

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/14/2017)

IAR

Tennessee
(9/30/2019)

IAR

Texas
(1/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/25/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/19/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VANDENBURG CAPITAL MANAGEMENT

VANDENBURG CAPITAL MANAGEMENT | VANDENBURG CAPITAL MANAGEMENT, INC.

CRD#: 286625 / SEC#:

California

Registered Investment Advisory firm - (3/14/2017 Approved)

Tennessee

Registered Investment Advisory firm - (9/27/2019 Approved)

Texas

Registered Investment Advisory firm - (1/9/2021 Approved)

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Contact information

Main Address

Weatherford, TX

Mailing Address

Phone number

707-578-5800 X301

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	194
AUM (Assets Under Management)	$ 82,168,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd V. Vandenburg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Victor Vandenburg's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2005

Series 63

Date: 11/25/2003

SIE

Date: 3/14/2017

Series 7

Date: 3/4/2004

Series 6

Date: 11/19/2003

Current Firm

VANDENBURG CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VANDENBURG CAPITAL MANAGEMENT

TRUST BUT VERIFY

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