Erik O. Klumpp
CHESSIE ADVISORS
Rochester Hills, MI
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CRD#: 4728270
Professional summary
Erik Olen Klumpp, CFP® is a registered financial advisor currently at CHESSIE ADVISORS, LLC located in Rochester Hills, Michigan.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Erik has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Biography
Erik was born in Michigan, grew up in northern Indiana, and now resides in Rochester Hills, Michigan with his wife, two sons, and his Chesapeake Bay Retriever, Maysie (the firm’s namesake).
When he’s not helping clients, he can be found at his wife’s school, cheering on the Troy Athens Redhawks, at home playing with his sons, or perfecting his homemade sourdough pizza dough recipe (he’s a self-proclaimed pizza connoisseur).
He enjoys vacationing in Folly Beach, South Carolina and spending summer weekends at Indiana Lake in Northern Indiana. Erik is passionate about Indiana Hoosier basketball, Notre Dame football and the Detroit Tigers.
Question & Answer
What are your service offerings?
Retirement Planning
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
AUM
Business Owners
Corporate Executives
Fixed Fee (Subscription, Retai...
Generation X
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CHESSIE TAX, LLC
NON-INVESTMENT-RELATED
ADDRESS: 1424 CATALPA DR, ROCHESTER HILLS, MI 48307
NATURE OF BUSINESS: TAX PREPARATION SERVICES
POSITION: FOUNDER/PRESIDENT
START DATE: 05/2014
HOURS/MONTH: ABOUT 20
HOURS/DAY: <2
DUTIES: PREPARATION OF PERSONAL AND SMALL BUSINESS INCOME TAX RETURNS.
MAGNI PUBLICANI, LLP (DBA STUDENT LOAN TAX EXPERTS)
NON-INVESTMENT-RELATED
ADDRESS: 319 WILLOW LN, BISMARCK, ND 58504
NATURE OF BUSINESS: TAX PREPARATION SERVICES
POSITION: FOUNDER/DIRECTOR OF TAX OPERATIONS
START DATE: 09/2019
HOURS/MONTH: ABOUT 15
HOURS/DAY: <2
DUTIES: PREPARATION OF PERSONAL INCOME TAX RETURNS
CRS (Client Relationship Summary) - RIA
Click below to view Erik Olen Klumpp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
July 2, 2014 - Present
CHESSIE ADVISORS, LLC
RIA
CRD#: 171611
Rochester Hills, MI
Past
September 19, 2012 - December 17, 2013
BARON WEALTH MANAGEMENT, LLC
RIA
CRD#: 153117
TROY, MI
Past
December 15, 2009 - August 3, 2012
MAINSTAY CAPITAL MANAGEMENT, LLC
RIA
CRD#: 109528
GRAND BLANC, MI
Past
February 25, 2004 - August 15, 2006
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
TROY, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(7/2/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
CHESSIE ADVISORS, LLC
CHESSIE ADVISORS | CHESSIE ADVISORS, LLC
CRD#: 171611 / SEC#:
Michigan
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Contact information
Main Address
Rochester Hills, MI
Mailing Address
Phone number
(248) 710-0503
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 7,774,084 |
Red Flags
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