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Erik Olen Klumpp

Erik O. Klumpp

CHESSIE ADVISORS
Rochester Hills, MI
Some features on this profile are disabled
CRD#: 4728270
Erik Olen Klumpp

Professional summary

Erik Olen Klumpp, CFP® is a registered financial advisor currently at CHESSIE ADVISORS, LLC located in Rochester Hills, Michigan.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Erik has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Core Areas of Focus

AUM
Business Owners
Corporate Executives
Fixed Fee (Subscription
Retainer
etc.)
Generation X
Tax Planning

Biography

Erik was born in Michigan, grew up in northern Indiana, and now resides in Rochester Hills, Michigan with his wife, two sons, and his Chesapeake Bay Retriever, Maysie (the firm’s namesake).   When he’s not helping clients, he can be found at his wife’s school, cheering on the Troy Athens Redhawks, at home playing with his sons, or perfecting his homemade sourdough pizza dough recipe (he’s a self-proclaimed pizza connoisseur).   He enjoys vacationing in Folly Beach, South Carolina and spending summer weekends at Indiana Lake in Northern Indiana. Erik is passionate about Indiana Hoosier basketball, Notre Dame football and the Detroit Tigers.

Question & Answer

What are your service offerings?
Retirement Planning
Tax Planning
Investment Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Olen Klumpp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2010

Experience

Current

July 2, 2014 - Present

CHESSIE ADVISORS, LLC

RIA
CRD#: 171611
Rochester Hills, MI
Past

September 19, 2012 - December 17, 2013

BARON WEALTH MANAGEMENT, LLC

RIA
CRD#: 153117
TROY, MI
Past

December 15, 2009 - August 3, 2012

MAINSTAY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109528
GRAND BLANC, MI
Past

February 25, 2004 - August 15, 2006

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
TROY, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(7/2/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/9/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/1/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/24/2004
General Securities Representative Examination

Current Firm

CHESSIE ADVISORS, LLC
CHESSIE ADVISORS, LLC
CHESSIE ADVISORS | CHESSIE ADVISORS, LLC

CRD#: 171611 / SEC#:

Michigan
Registered Investment Advisory firm - (7/1/2014 Approved)
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Contact information

Main Address
Rochester Hills, MI
Mailing Address
Phone number
(248) 710-0503
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts32
AUM (Assets Under Management)$ 7,774,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHESSIE ADVISORS, LLC

CHESSIE ADVISORS, LLC

CRD#: 171611Rochester Hills, MI

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