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Tenisha Michelle Adeoye

CRD# 4728118·Registered 2004 - 2020
Previously Registered: Being a previously registered professional could mean that Tenisha is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tenisha Michelle Adeoye, who also goes by Tenisha M Adeoye, Tenisha Michelle Henderson, was a registered financial advisor. Tenisha was a previously registered financial professional and started their career in finance 2004 - 2020. Tenisha had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tenisha M Adeoye, Tenisha Michelle Henderson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

KOVITZ SECURITIES, LLC·CRD# 129878
BD
Chicago, IL
October 15, 2019 - November 30, 2020
MARC J. LANE & COMPANY·CRD# 16188
BD
Chicago, IL
September 6, 2007 - September 16, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Chicago, IL
March 31, 2006 - August 13, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Chicago, IL
March 31, 2006 - August 13, 2007
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Rosemont, IL
January 26, 2004 - January 5, 2006
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
January 26, 2004 - January 5, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
January 26, 2004 - January 5, 2006

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Current Firm

KS
KOVITZ SECURITIES, LLC

KOVITZ SECURITIES, LLC

CRD#: 129878 / SEC#: 8-66267
BD
Terminated by SEC on 12/05/2020

Contact Information

Established

Delaware since 09/30/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FOCUS OPERATING, LLCMEMBER/MANAGER—
CONTRERAS, ROBERT ANTHONYCO-PRESIDENT, GENERAL COUNSEL, SECRETARY, CCO5544067
RADEN, CAROLYN ELAINEVICE PRESIDENT, CHIEF FINANCIAL OFFICER, FINOP6407657

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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