Rick Prime

HFG ADVISORS

Kennewick, WA 99336

Some features on this profile are disabled

CRD#: 4728007

Professional summary

Rick Prime, CFP®, who also goes by Richard David Prime, Rick David Prime, is a registered financial advisor currently at HFG ADVISORS, INC. located in Kennewick, Washington.

Rick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Rick has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard David Prime | Rick David Prime

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: 2936 DOMINGO AVENUE, SUITE 1, BERKELEY, CA 94705 START DATE: 04/04 APPROX.# OF HOURS/MONTH: 2 POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: RICHARD PRIME, INVESTMENT RELATED: NO, ADDRESS: 82 EUCALYPTUS ROAD BERKELEY CA 94705, NATURE OF BUSINESS: APARTMENT RENTAL, POSITION/TITLE/RELATIONSHIP: LANDLORD, START DATE: 01/2003, APPROX NUMBER OF HOURS PER MONTH: 1, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT / LANDLORD DUTIES; 3. NAME OF OTHER BUSINESS: UMPQUA COMMUNITY COLLEGE, INVESTMENT RELATED: NO, ADDRESS: BERKELEY CA 94705, NATURE OF BUSINESS: FINANCIAL LITERACY, POSITION/TITLE/RELATIONSHIP: PART TIME INSTRUCTOR, START DATE: 02/2019, APPROX NUMBER OF HOURS PER MONTH: 2, BRIEF DESCRIPTION OF DUTIES: TEACH FINANCIAL LITERACY;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rick Prime's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

January 13, 2022 - Present

HFG ADVISORS, INC.

Office #1: 8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336

RIA

CRD#: 316446

Kennewick, WA

Past

September 10, 2014 - January 26, 2022

PRIME WEALTH MANAGEMENT

RIA

CRD#: 172705

BERKELEY, CA

Past

January 26, 2004 - September 5, 2014

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BERKELEY, CA

Past

December 2, 2003 - September 5, 2014

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BERKELEY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HFG ADVISORS, INC.

HFG ADVISORS | PRIME WEALTH MANAGEMENT, INC. | PRIME WEALTH MANAGEMENT | HFG ADVISORS, INC.

CRD#: 316446 / SEC#: 801-123046

RIA

Registered Investment Advisory firm - (1/13/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/13/2022)

IAR

Oregon
(1/13/2022)

IAR

Washington
(1/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/5/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/1/2003

General Securities Representative Examination

Current Firm

HFG ADVISORS, INC.

HFG ADVISORS | PRIME WEALTH MANAGEMENT, INC. | PRIME WEALTH MANAGEMENT | HFG ADVISORS, INC.

CRD#: 316446 / SEC#: 801-123046

RIA

Registered Investment Advisory firm - (1/13/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336

Mailing Address

Phone number

(509) 735-7507

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFG WRAP BROCHURE (9/2/2025)

HFG ADV PART 2A AND 2B (9/2/2025)

Regulatory assets under management

Total Number of Accounts	335
AUM (Assets Under Management)	$ 221,379,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Toohey

TCFG INVESTMENT ADVISORS, LLC

IAR

Anaheim Hills, CA

Philippe Tann

MORGAN STANLEY & CO. LLC

NEW YORK, NY

Jamie Cohen

UBS SECURITIES LLC

NEW YORK, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rick Prime

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rick Prime's CRS (Customer Relationship Summary).

Certified licenses

Experience

HFG ADVISORS, INC.

PRIME WEALTH MANAGEMENT

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

HFG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/5/2004

Series 7

Date: 12/1/2003

Current Firm

HFG ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HFG ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors