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Rick Prime

Rick Prime

CFP®
HFG ADVISORS
KENNEWICK, WA
·CRD# 4728007·22 years experience

Professional Summary

Rick Prime, CFP®, who also goes by Richard David Prime, Rick David Prime, is a registered financial advisor currently at HFG ADVISORS, INC. located in Kennewick, Washington. Rick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Rick has worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard David Prime, Rick David Prime

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2010

Years of Experience

22 years in the financial services industry

Current & Past Employments

HFG ADVISORS, INC.·CRD# 316446
RIA
8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336
January 13, 2022 - Present
PRIME WEALTH MANAGEMENT·CRD# 172705
RIA
Berkeley, CA
September 10, 2014 - January 26, 2022
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Berkeley, CA
January 26, 2004 - September 5, 2014
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Berkeley, CA
December 2, 2003 - September 5, 2014

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Current Firm

HA
HFG ADVISORS, INC.

HFG ADVISORS | PRIME WEALTH MANAGEMENT, INC. | PRIME WEALTH MANAGEMENT | HFG ADVISORS, INC.

CRD#: 316446 / SEC#: 801-123046
RIA
Registered Investment Advisory firm - SEC (1/13/2022 Approved)

Contact Information

Main Address

8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336

Phone Number

(509) 735-7507

# of Employees

7

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HFG WRAP BROCHURE (3/16/2026)

Regulatory Assets Under Management

Total Number of Accounts

362

AUM (Assets Under Management)

$113,419,403

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: 2936 DOMINGO AVENUE, SUITE 1, BERKELEY, CA 94705 START DATE: 04/04 APPROX.# OF HOURS/MONTH: 2 POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: SELLS FIXED LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: RICHARD PRIME, INVESTMENT RELATED: NO, ADDRESS: 82 EUCALYPTUS ROAD BERKELEY CA 94705, NATURE OF BUSINESS: APARTMENT RENTAL, POSITION/TITLE/RELATIONSHIP: LANDLORD, START DATE: 01/2003, APPROX NUMBER OF HOURS PER MONTH: 1, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT / LANDLORD DUTIES; 3. NAME OF OTHER BUSINESS: UMPQUA COMMUNITY COLLEGE, INVESTMENT RELATED: NO, ADDRESS: BERKELEY CA 94705, NATURE OF BUSINESS: FINANCIAL LITERACY, POSITION/TITLE/RELATIONSHIP: PART TIME INSTRUCTOR, START DATE: 02/2019, APPROX NUMBER OF HOURS PER MONTH: 2, BRIEF DESCRIPTION OF DUTIES: TEACH FINANCIAL LITERACY;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HFG ADVISORS, INC.

HFG ADVISORS | PRIME WEALTH MANAGEMENT, INC. | PRIME WEALTH MANAGEMENT | HFG ADVISORS, INC.

CRD#: 316446 / SEC#: 801-123046
RIA
Registered Investment Advisory firm - SEC (1/13/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(1/13/2022)
IAR
Oregon
(1/13/2022)
IAR
Washington
(1/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2004About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Dec 2003About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Rick Prime's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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