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AH

Andrew F. Hughes

OCP CAPITAL
Wellington, FL 33414
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CRD#: 4727759
AH

Professional summary


Andrew F Hughes is a registered financial professional currently at OCP CAPITAL, LLC located in Wellington, Florida.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew F Hughes's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 13, 2016 - Present

OCP CAPITAL, LLC

Office #1: 12156 Longwood Green Dr, Wellington, FL 33414
BD
CRD#: 143381
Wellington, FL
Past

March 27, 2012 - May 5, 2016

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
TAMPA, FL
Past

November 23, 2011 - April 12, 2012

CHOICE INVESTMENTS, INC.

BD
CRD#: 17665
AUSTIN, TX
Past

May 11, 2011 - December 22, 2011

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

August 13, 2010 - November 11, 2010

BENJAMIN & JEROLD BROKERAGE I, LLC

BD
CRD#: 29110
NEW YORK, NY
Past

July 25, 2006 - March 24, 2008

MARWOOD ALTERNATIVE ASSET MANAGEMENT LLC

BD
CRD#: 134039
NEW YORK, NY
Past

March 16, 2005 - March 24, 2008

MARWOOD GROUP

BD
CRD#: 117015
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(10/27/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 3/16/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


OC
OCP CAPITAL, LLC
OCP CAPITAL, LLC | OUNAVARRA CAPITAL PARTNERS | OUNAVARRA CAPITAL LLC

CRD#: 143381 / SEC#: , 8-67556

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
12156 Longwood Green Dr, Wellington, FL 33414
Mailing Address
12156 Longwood Green Dr, Wellington, FL 33414
Phone number
(917) 656-5997
Established
Delaware since 01/11/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
CHIMERA CAPITAL PARTNERS, LLCMEMBER
RUDMAN, GEORGE PAULPRESIDENT, CCO, FINOP2757828

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OCP CAPITAL, LLC

CRD#: 143381Wellington, FL 33414

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