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UG

Umesh Gaur

GAUR ASSET MANAGEMENT
Somerset, NJ 08873
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CRD#: 4727665
UG

Professional summary


Umesh Gaur MR., who also goes by Umesh Gaur, is a registered financial advisor currently at GAUR ASSET MANAGEMENT, INC. located in Somerset, New Jersey.

Umesh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Umesh has worked at 1 firm .

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Umesh Gaur

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PEDIATRIC HOME NURSING NOT INVESTMENT-RELATED ADDRESS: 11 Hans Voji Drive, Franklin Park, NJ 08823 THE BUSINESS PROVIDES TEMPORARY NURSES FOR HOME CARE. TITLE IS VICE-PRESIDENT AND TREASURER. MY WIFE IS THE PRESIDENT. I SPEND 1-2 HOURS/WEEK FOR BOOKEEPING ETC. I HAVE BEEN INVOLVED WITH THE BUSINESS SINCE ITS INCEPTION IN 1988.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Umesh Gaur MR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 14, 2017 - Present

GAUR ASSET MANAGEMENT, INC.

Office #1: 29 Clyde Road Suite 202, Somerset, NJ 08873
RIA
CRD#: 129345
Somerset, NJ
Past

June 27, 2008 - December 31, 2016

GAUR ASSET MANAGEMENT, INC.

RIA
CRD#: 129345
SOMERSET, NJ
Past

April 6, 2004 - December 31, 2006

GAUR ASSET MANAGEMENT, INC.

RIA
CRD#: 129345
SOMERSET, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(2/14/2017)

Exams


Current Firm


GA
GAUR ASSET MANAGEMENT, INC.
GAUR ASSET MANAGEMENT, INC. | PEDIATRIC HOME NURSING

CRD#: 129345 / SEC#:

New Jersey
Registered Investment Advisory firm - (2/14/2017 Approved)
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Contact information


Main Address
29 Clyde Road Suite 202, Somerset, NJ 08873
Mailing Address
Phone number
(732) 873-9668
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts99
AUM (Assets Under Management)$ 45,301,280

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GAUR ASSET MANAGEMENT, INC.

CRD#: 129345Somerset, NJ 08873

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