Shane E. Miller

GRADIENT ADVISORS

Overland Park, KS 66210

Some features on this profile are disabled

CRD#: 4727321

Professional summary

Shane Eugene Miller is a registered financial advisor currently at GRADIENT ADVISORS, LLC located in Overland Park, Kansas.

Shane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Shane has worked at 2 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SEM Advisors; Investment Related; 8500 W 110th #610A Overland Park KS 66210; Investment Advisory; Owner: Investment Advisor Representative; 2/2024; 60hours a month during trading; Financial planning 2. SEM Retirement Services LLC, Investment Related; 8500 W 110th #610A Overland Park KS 66210; Insurance and Medicare Sales; Owner; Agent; 09/2005; 120 Hours a month during trading; Assisting clients with insurance needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Eugene Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2024 - Present

GRADIENT ADVISORS, LLC

Office #1: 8500 W 110th St Ks #610a, Overland Park, KS 66210

RIA

CRD#: 152665

Overland Park, KS

Past

February 19, 2004 - April 16, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(2/2/2024)

IAR

Missouri
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/18/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/30/2004

General Securities Representative Examination

Current Firm

GRADIENT ADVISORS, LLC

CRD#: 152665 / SEC#: 801-71000

RIA

Registered Investment Advisory firm - (2/10/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126

Mailing Address

Phone number

(877) 885-0508

Established

Firm type

Fiscal year end

# of Employees

169

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B 10-2025 (10/21/2025)

Regulatory assets under management

Total Number of Accounts	3,222
AUM (Assets Under Management)	$ 218,611,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Sarah Maitre

CAMRIEL ADVISORS

IAR

WEED, CA

Zackary Royce

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Shane E. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Eugene Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT ADVISORS, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

GRADIENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2023

Series 66

Date: 2/18/2004

Series 7

Date: 1/30/2004

Current Firm

GRADIENT ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRADIENT ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors