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Richard Wayne Fuller

CRD# 4727241·Registered 2011 - 2012
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Wayne Fuller, who also goes by Richard Fuller, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 2011 - 2012. Richard had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard Fuller

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

G-BAR LIMITED PARTNERSHIP·CRD# 34179
BD
Chicago, IL
May 17, 2011 - February 8, 2012

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Current Firm

GL
G-BAR LIMITED PARTNERSHIP

G-BAR LIMITED PARTNERSHIP

CRD#: 34179 / SEC#: 8-39040
BD
Terminated by SEC on 09/05/2014

Contact Information

Established

Illinois since 12/31/1989

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
A G 2003 TRUST, TRUSTEE MATTHEW GRAYLIMITED PARTNER—
J G 2004 TRUST UAD 9/1/04, TRUSTEE AVRUM GRAYLIMITED PARTNER—
JAMES GRAY RT UAD 11/3/1997, TRUSTEE JAMES GRAYLIMITED PARTNER—
MATTHEW GRAY RT UAD 11/3/1997, TRUSTEE MATTHEW GRAYLIMITED PARTNER—
AVRUM GRAY RT U/A/D 10/12/76, TRUSTEE AVRUM GRAYLIMITED PARTNER—
G-BAR MANAGEMENT CORP.GENERAL PARTNER—
GRAY, AVRUMTRUSTEE OF AVRUM GRAY RT U/A/D 10/12/76, CHAIRMAN—
GRAY, AVRUMTRUSTEE OF J G 2004 TRUST UAD 9/1/04, CHAIRMAN1642203
GRAY, AVRUMTRUSTEE OF MG 2004 TRUST UAD 4/30/04, CHAIRMAN1642203
GRAY, JAMES ATTEE OF JAMES GRAY RT UAD 11/3/97, VICE CHAIRMAN, CEO—
GRAY, MATTHEW ISAACTRUSTEE OF MATTHEW GRAY RT UAD 11/3/97, PRESIDENT OF GP—
GRAY, MATTHEW ISAACTRUSTEE OF A G 2003 TRUST, PRESIDENT OF GP—
MG 2004 TRUST, TRUSTEE AVRUM GRAYLIMITED PARTNER—
MUELLER, RALPH HCCO4726919

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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