Christopher W. Arthur

MAPLE CAPITAL MANAGEMENT

MONTPELIER, VT 05602

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CRD#: 4727003

Professional summary

Christopher William Arthur is a registered financial advisor currently at MAPLE CAPITAL MANAGEMENT, INC. located in Montpelier, Vermont.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Christopher has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher William Arthur's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2026 - Present

MAPLE CAPITAL MANAGEMENT, INC.

Office #1: 535 Stone Cutters Way, Montpelier, VT 05602

RIA

CRD#: 130209

MONTPELIER, VT

Past

July 1, 2014 - February 28, 2023

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

June 12, 2014 - February 28, 2023

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Past

October 15, 2012 - October 1, 2013

NESTWISE LLC

RIA

CRD#: 164466

BOSTON, MA

Past

November 17, 2006 - June 19, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

BOSTON, MA

Past

June 17, 2005 - June 19, 2014

LPL FINANCIAL LLC

CRD#: 6413

BOSTON, MA

Past

March 15, 2004 - May 3, 2005

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAPLE CAPITAL MANAGEMENT, INC.

CRD#: 130209 / SEC#: 801-62783

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(9/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 11/15/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 1/22/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Status Unavailable

Passed: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 3/12/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 4/20/2016

General Securities Principal Examination

Current Firm

MAPLE CAPITAL MANAGEMENT, INC.

CRD#: 130209 / SEC#: 801-62783

RIA

Registered Investment Advisory firm - (2/20/2004 Approved)

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Contact information

Main Address

535 Stone Cutters Way, Montpelier, VT 05602

Mailing Address

Phone number

(802) 229-2838

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (34 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND SUPPLEMENTAL 2B (8/5/2026)

Regulatory assets under management

Total Number of Accounts	3,579
AUM (Assets Under Management)	$ 2,579,565,974

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/02/2025	Cover Page	Report
11/13/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher W. Arthur

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher William Arthur's CRS (Customer Relationship Summary).

Certified licenses

Experience

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

NESTWISE LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

MAPLE CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 11/15/2006

Series 63

Passed: 1/22/2004

Series 99TO

Passed: 1/2/2023

SIE

Passed: 10/1/2018

Series 7

Passed: 3/12/2004

Series 24

Passed: 4/20/2016

Current Firm

MAPLE CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (34 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAPLE CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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