Brian J. Vetter

VETTER INVESTMENTS

Saint John, IN

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CRD#: 4726966

Professional summary

Brian Joseph Vetter is a registered financial advisor currently at VETTER INVESTMENTS located in Saint John, Indiana.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brian has worked at 2 firms and has passed the Series 65, Series 57TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Biosense Webster 31 Technology Dr Ste 200 Irvine Ca 92618 Title: senior clinical account specialist Sector:medical devices 40 hrs per week Not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Vetter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 26, 2023 - Present

VETTER INVESTMENTS

RIA

CRD#: 324249

Saint John, IN

Past

December 6, 2021 - February 18, 2022

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(2/27/2023)

IAR

Ohio
(2/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 12/6/2021

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/8/2021

Securities Industry Essentials Examination

Current Firm

VETTER INVESTMENTS

VETTER INVESTMENTS | VETTER INVESTMENTS LLC

CRD#: 324249 / SEC#:

Indiana

Registered Investment Advisory firm - (2/27/2023 Approved)

Ohio

Registered Investment Advisory firm - (2/21/2023 Approved)

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Contact information

Main Address

Saint John, IN

Mailing Address

Phone number

(773) 318-9547

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Brian J. Vetter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Vetter's CRS (Customer Relationship Summary).

Certified licenses

Experience

VETTER INVESTMENTS

T3 TRADING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2022

Series 57TO

Date: 12/6/2021

SIE

Date: 10/8/2021

Current Firm

VETTER INVESTMENTS

Contact information

Documents

Red Flags

Company Information

VETTER INVESTMENTS

TRUST BUT VERIFY

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