Troy L. Redstone

PHD RETIREMENT CONSULTING

OVERLAND PARK, KS 66223-2231

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CRD#: 4726874

Professional summary

Troy Laton Redstone, who also goes by Troy L Redstone, is a registered financial advisor currently at PHD RETIREMENT CONSULTING located in Overland Park, Kansas.

Troy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Troy has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Troy L Redstone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 06/05/2013 - PHD CONSULTING - INV REL - Business Entity For Tax/Investment Purposes Only - 0% - OVERLAND PARK, KS. - Tax entity only. Will not use hold himself out to the public with this name. 2. 06/12/2013 - PhD Retirement Consultants - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Laton Redstone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2019 - Present

PHD RETIREMENT CONSULTING

Office #1: 7111 W 151st Street Suite 175, Overland Park, KS 66223-2231

RIA

CRD#: 304989

OVERLAND PARK, KS

Past

June 21, 2013 - August 20, 2019

BOULDER INVESTMENT GROUP

RIA

CRD#: 147809

OVERLAND PARK, KS

Past

June 5, 2013 - December 19, 2016

LPL FINANCIAL LLC

CRD#: 6413

OVERLAND PARK, KS

Past

May 26, 2010 - March 28, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

OVERLAND PARK, KS

Past

May 26, 2010 - March 28, 2013

SECURITIES AMERICA, INC.

CRD#: 10205

OVERLAND PARK, KS

Past

May 27, 2009 - November 25, 2009

LOCKTON INVESTMENT SECURITIES, LLC

CRD#: 137476

KANSAS CITY, MO

Past

May 20, 2009 - November 25, 2009

LOCKTON INVESTMENT ADVISORS, LLC

RIA

CRD#: 144133

KANSAS CITY, MO

Past

January 30, 2008 - March 2, 2009

LAWING FINANCIAL INC

RIA

CRD#: 117178

OVERLAND PARK, KS

Past

January 25, 2008 - March 2, 2009

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

OVERLAND PARK, KS

Past

February 2, 2007 - January 4, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

OVERLAND PARK, KS

Past

April 5, 2005 - January 31, 2006

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

RIA

CRD#: 102920

KANSAS CITY, MO

Past

December 8, 2003 - January 31, 2006

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHD RETIREMENT CONSULTING

PHD CONSULTING LLC | PHD RETIREMENT CONSULTING

CRD#: 304989 / SEC#: 801-117154

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(8/12/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/19/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/5/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PHD RETIREMENT CONSULTING

PHD CONSULTING LLC | PHD RETIREMENT CONSULTING

CRD#: 304989 / SEC#: 801-117154

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

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Contact information

Main Address

7111 W 151st Street Suite 175, Overland Park, KS 66223-2231

Mailing Address

Phone number

(844) 743-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PHD RETIREMENT CONSULTING - ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 398,423,921

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Troy L. Redstone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Troy Laton Redstone's CRS (Customer Relationship Summary).

Certified licenses

Experience

BOULDER INVESTMENT GROUP

LPL FINANCIAL LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

LOCKTON INVESTMENT SECURITIES, LLC

LOCKTON INVESTMENT ADVISORS, LLC

LAWING FINANCIAL INC

THE O.N. EQUITY SALES COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

Primary Firm SEC Registration

PHD RETIREMENT CONSULTING

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2005

Series 63

Date: 12/16/2003

SIE

Date: 12/19/2016

Series 6

Date: 12/5/2003

Current Firm

PHD RETIREMENT CONSULTING

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHD RETIREMENT CONSULTING

TRUST BUT VERIFY

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