Javaid U. Ansari
Professional summary
Javaid Ulhaq Ansari, CFP® is a registered financial advisor currently at COMPAK ASSET MANAGEMENT located in Newport Beach, California and COMPAK SECURITIES, INC. located in Newport Beach, California.
Javaid is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Javaid has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Javaid Ulhaq Ansari's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
June 21, 2012 - Present
COMPAK ASSET MANAGEMENT
Office #1: 1801 Dove Street, Newport Beach, CA 92660June 21, 2012 - Present
COMPAK SECURITIES, INC.
Office #1: 1801 Dove Street, Newport Beach, CA 92660Office #2: 1801 Dove Street, Newport Beach, CA 92660May 18, 2011 - August 15, 2011
ROTH CAPITAL PARTNERS, LLC
August 4, 2007 - May 17, 2011
COMPAK SECURITIES, INC.
July 9, 2007 - May 17, 2011
COMPAK ASSET MANAGEMENT
January 1, 2006 - October 30, 2006
COMPAK SECURITIES, INC.
October 30, 2003 - October 30, 2006
COMPAK ASSET MANAGEMENT
Primary Firm SEC Registration
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2012)
(8/22/2012)
(6/21/2012)
(6/21/2012)
(6/11/2014)
(2/23/2016)
(8/5/2016)
(2/23/2016)
(3/12/2023)
(3/12/2023)
(3/12/2023)
(6/21/2012)
(7/23/2012)
(3/13/2023)
(3/12/2023)
(3/13/2023)
(5/28/2014)
(2/25/2016)
(6/5/2014)
(2/23/2016)
(3/12/2023)
(5/29/2014)
(2/23/2016)
Exams
FINRA
Current Firm
COMPAK ASSET MANAGEMENT
CRD#: 109930 / SEC#: 801-58081
Contact information
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,264 |
| AUM (Assets Under Management) | $ 1,258,603,087 |
Red Flags
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