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Frederick Baloutch

PLEXUS ENERGY CAPITAL
Littleton, CO 80123
Some features on this profile are disabled
CRD#: 4726646
FB

Professional summary

Frederick Baloutch, who also goes by Frederick Balontch, Farhad Baloutch, is a registered financial professional currently at PLEXUS ENERGY CAPITAL, LLC located in Littleton, Colorado.

Frederick is registered as a RR (Registered Representative) and started their career in finance in 2011. Frederick has worked at 1 firm and has passed the SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Frederick Balontch | Farhad Baloutch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick Baloutch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 2, 2011 - Present

PLEXUS ENERGY CAPITAL, LLC

Office #1: 8859 West Crestline Dr., Littleton, CO 80123
BD
CRD#: 138263
Littleton, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(5/2/2011)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 4/28/2011
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PE
PLEXUS ENERGY CAPITAL, LLC
PLEXUS ENERGY CAPITAL, LLC

CRD#: 138263 / SEC#: , 8-67155

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
8859 West Crestline Dr., Littleton, CO 80123
Mailing Address
8859 West Crestline Dr., Littleton, CO 80123
Phone number
(303) 225-5296
Established
Colorado since 09/23/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TAC, INC.MANAGER/MEMBER
AGILITY RESOURCES, LLCSHAREHOLDER
WINDWARD CAPITAL, LLCMEMBER
STEWART, SCOTT ALEXANDERFINOP6977422
WILLIAMSON, WAYNE WEBBCEO/PRINCIPAL/CCO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PLEXUS ENERGY CAPITAL, LLC

CRD#: 138263Littleton, CO 80123

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