Robert W. Holzbach

RED KENNEDY FINANCIAL

Winthrop, MA

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CRD#: 4726566

Professional summary

Robert William Holzbach, CFP® is a registered financial advisor currently at RED KENNEDY FINANCIAL located in Winthrop, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I DO CONTRACT WORK FOR AL WROBLEWSKI AND AM CURRENTLY REGISTERED AS HIS RIA REP. THE WORK I DO IS ONLY AS NEEDED AND AVERAGES BETWEEN TWO AND FOUR 40 HOUR WEEKS A YEAR. I CREATE EXCEL SPREAD SHEETS FOR AL WROBLEWSKI AND DO ANALYSIS AND RESEARCH FOR HIM AS WELL AS TAX PREPARATION FOR SOME OF HIS CLIENTS. AL WROBLEWSKI'S BUSINESS IS COMPLETELY SEPARATE FROM MY BUSINESS AS A SOLE PROPRIETOR AND HAS NO FINANCIAL OR ANY OTHER RELATHIOSHIP. AL WROBLEWSKI IS A RIA IN CAMBRIDGE, MA(186 HAMPSHIRE ST, CAMBRIDGE MA 02139) AND CONDUCTS A FEE-ONLY PRACTICE. HE DOES NOT SELL FINANCIAL PRODUCTS. Robert Holzbach is also a tax preparer where he will prepare federal and state tax returns. 0 hours a month are spent on this activity during trading hours. 15 hours a month are spent on this activity outside of trading hours. 15% of his yearly compensation comes from this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Holzbach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2023

Experience

Current

February 14, 2006 - Present

RED KENNEDY FINANCIAL

RIA

CRD#: 135276

Winthrop, MA

Past

May 13, 2005 - December 31, 2005

RED KENNEDY FINANCIAL

RIA

CRD#: 135276

WINTHROP, MA

Past

January 1, 2003 - December 31, 2005

AL WROBLEWSKI, CFP

RIA

CRD#: 128645

CAMBRIDGE, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/14/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/20/2002

Uniform Investment Adviser Law Examination

Current Firm

RED KENNEDY FINANCIAL

AEOLUS FINANCIAL | RED KENNEDY FINANCIAL | HOLZBACH ROBERT WILLIAM | HOLZBACH ROBERT

CRD#: 135276 / SEC#:

Massachusetts

Registered Investment Advisory firm - (2/14/2006 Approved)

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Contact information

Main Address

Littleton, MA

Mailing Address

Phone number

(617) 669-9947

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	7
AUM (Assets Under Management)	$ 27,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert W. Holzbach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Holzbach's CRS (Customer Relationship Summary).

Certified licenses

Experience

RED KENNEDY FINANCIAL

RED KENNEDY FINANCIAL

AL WROBLEWSKI, CFP

State Registrations and Notice Filings

Exams

Series 65

Date: 12/20/2002

Current Firm

RED KENNEDY FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RED KENNEDY FINANCIAL

TRUST BUT VERIFY

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