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Ryan Thomas Sims

CRD# 4726558·Registered 2012 - 2015
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Thomas Sims was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2012 - 2015. Ryan had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

HINES INVESTMENT MANAGEMENT, LLC·CRD# 161442
RIA
Houston, TX
March 27, 2012 - July 9, 2015

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Current Firm

HI
HINES INVESTMENT MANAGEMENT, LLC

HINES EDF GP LIMITED PARTNERSHIP (RELYING ADVISER) | HINES INVESTMENT MANAGEMENT, LLC | HINES EDF II GP LIMITED PARTNERSHIP (RELYING ADVISER)

CRD#: 161442 / SEC#: 801-74008

Contact Information

Main Address

2800 Post Oak Blvd. Suite 5000, Houston, TX 77056

Documents

Latest Form ADV

Part 2 Brochures

HINES INVESTMENT MANAGEMENT ADV PART 2 BROCHURE (3/31/2015)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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