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Darrell Keith Woolley

CRD# 472655·Registered 1973 - 1994
Previously Registered: Being a previously registered professional could mean that Darrell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darrell Keith Woolley was a registered financial advisor. Darrell was a previously registered financial professional and started their career in finance 1973 - 1994. Darrell had worked at 5 firms and has passed the F04 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

WESTMARK SECURITIES CORPORATION·CRD# 16709
BD
Santa Monica, CA
April 26, 1993 - September 26, 1994
F.T. BANK & ASSOCIATES, INC.·CRD# 28431
BD
July 29, 1991 - January 8, 1993
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
April 12, 1989 - December 5, 1991
MUNICICORP OF CALIFORNIA·CRD# 7184
BD
Woodland Hills, CA
June 16, 1976 - March 4, 1989
B. J. LERNER & COMPANY, INC.·CRD# 946
BD
May 18, 1973 - January 9, 1975

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Current Firm

WS
WESTMARK SECURITIES CORPORATION

WESTMARK CAPITAL CORP. | WESTMARK SECURITIES CORPORATION

CRD#: 16709 / SEC#: 8-34402
BD
Cancelled by SEC on 06/29/1995

Contact Information

Established

California since 06/07/1985

Firm Type

Corporation

Fiscal Year End

May

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

F04 — Financial Principal Examination

Passed Nov 1976

Series 00 — General Securities Principal Examination

Passed May 1973

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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DW
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