Darrell K. Woolley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrell Keith Woolley was a registered financial professional .
Darrell is a previously registered financial professional and started their career in finance in 1973. Darrell had worked at 5 firms and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 1993 - September 26, 1994
WESTMARK SECURITIES CORPORATION
July 29, 1991 - January 8, 1993
F.T. BANK & ASSOCIATES, INC.
April 12, 1989 - December 5, 1991
VANGUARD CAPITAL
June 16, 1976 - March 4, 1989
MUNICICORP OF CALIFORNIA
May 18, 1973 - January 9, 1975
B. J. LERNER & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 11/15/1976
Financial Principal ExaminationSeries 00
Date: 5/14/1973
General Securities Principal ExaminationCurrent Firm
WESTMARK SECURITIES CORPORATION
CRD#: 16709 / SEC#: , 8-34402
Contact information
Documents
Red Flags
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