Joel C. Schrimpf
FOCUS FINANCIAL
MINNEAPOLIS, MN 55401
Some features on this profile are disabled
CRD#: 4726509
Professional summary
Joel Curtis Schrimpf, CFP®, who also goes by Joel Curtis Schrimpf Sr., is a registered financial advisor currently at FOCUS FINANCIAL located in Minneapolis, Minnesota.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joel has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joel Curtis Schrimpf Sr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SCHRIMPF FINANCIAL, LLC POSITION: OWNER NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2012 ADDRESS: 401 NORTH 3RD ST, SUITE 210, MINNEAPOLIS MN 55401 DESCRIPTION: MAINTAIN TAX RECORDS FOR FILING AS AN LLC 2. JOEL SCHRMPF RENTAL PROPERTY POSITION: OWNER NATURE: RENTAL PORPERTY WITH LOCATION OF 675 NORTH 1ST ST UNIT 404, MINNEAPOIS MN 55401. DETAILS OF THE ACTIVITY: LESS THEN ONE HOUR PER WEEK. LESS THAN $15,000 IN ANNUAL INCOME. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2009 ADDRESS: 675 NORTH 1ST ST, UNIT 404, MINNEAPOLIS MN 55401 DESCRIPTION: HELP MAINTAIN UNIT. 3. WRESTLING COACH POSITION: Coach NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2013 ADDRESS: 15400 Minnetonka Indutrial Blvd, Minnetonka MN 55345, United States DESCRIPTION: Coaching high school andyouth wrestling. Communicating with parents about the program. Working with building facilities for practices. 4. FOCUS FINANCIAL NETWORK INC POSITION: Statutory Agent - NATURE: Insurance Agency - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/26/2005 ADDRESS: 401 North 3rd St Suite 210, Minneapolis MN 55401, United States DESCRIPTION: Sales and sevice of fixed insurance products 5. GILD COMPANY POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2015 ADDRESS: 401 North 3rd Street Suite 215, Minneapolis MN 55401, United States DESCRIPTION: Tax Preperation and Accounting 6. TRUSTEE OF GRANDMOTHER'S ACCOUNT POSITION: Trustee NATURE: Not a business INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2004 ADDRESS: 98 Cascade Cir, Chanhassen MN 55317, United States DESCRIPTION: If my grandmother passes away before her grandchildren are past school age I work with her attorney to send money to the grandchild for school. 7. FOCUS FINANCIAL NETWORK INC POSITION: Financial Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/15/2006 ADDRESS: 401 North 3rd St suite 210, Minneapolis MN 55401, United States DESCRIPTION: Fee based money management in Charles Schwab. 8. SCHRIMPF PROPERTIES POSITION: Joint Owner NATURE: Partnership with Jeffrey Schrimpf (Brother) Schrimpf Properties LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2009 ADDRESS: 401 North 3rd Street Suite 220, Minneapolis MN 55401, United States DESCRIPTION: Help maintain rental unit. Sublease space. 9. 401 GROUP, LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 401 north 3rd St, Suite, 210 MN 55401, United States DESCRIPTION: This LLC was created for tax purposes for our group. Maintaining monthly expenses records, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Joel Curtis Schrimpf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
November 3, 2006 - Present
FOCUS FINANCIAL
Office #1: 401 North 3rd Street Suite 210, Minneapolis, MN 55401RIA
CRD#: 116140
MINNEAPOLIS, MN
Past
September 12, 2006 - December 13, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
MINNEAPOLIS, MN
Past
January 22, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 22, 2004 - September 15, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MAPLE GROVE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FOCUS FINANCIAL
AFC FINANCIAL ADVISORY GROUP | MOSER & HEIER FINANCIAL SOLUTIONS | MERTZ WEALTH STRATEGIES | KMF ADVISORS | FOCUS FINANCIAL NETWORK, INC. | FOCUS FINANCIAL | FDI INCORPORATED/FINANCIAL DESIGNS | BROOKLANDS
CRD#: 116140 / SEC#: 801-71117
RIA
Registered Investment Advisory firm - (3/2/2010 Approved)Arizona
Registered Investment Advisory firm - (3/5/2010 Terminated)California
Registered Investment Advisory firm - (3/8/2010 Terminated)Colorado
Registered Investment Advisory firm - (3/12/2010 Terminated)Florida
Registered Investment Advisory firm - (3/5/2010 Terminated)Georgia
Registered Investment Advisory firm - (3/5/2010 Terminated)Illinois
Registered Investment Advisory firm - (3/2/2010 Terminated)Indiana
Registered Investment Advisory firm - (3/9/2010 Terminated)Iowa
Registered Investment Advisory firm - (3/5/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (3/24/2010 Terminated)Minnesota
Registered Investment Advisory firm - (3/8/2010 Terminated)Missouri
Registered Investment Advisory firm - (3/5/2010 Terminated)Nebraska
Registered Investment Advisory firm - (3/12/2010 Terminated)New Jersey
Registered Investment Advisory firm - (3/5/2010 Terminated)New York
Registered Investment Advisory firm - (3/5/2010 Terminated)North Carolina
Registered Investment Advisory firm - (3/5/2010 Terminated)North Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Ohio
Registered Investment Advisory firm - (3/5/2010 Terminated)Oregon
Registered Investment Advisory firm - (3/5/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/31/2010 Terminated)South Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Texas
Registered Investment Advisory firm - (3/5/2010 Terminated)Washington
Registered Investment Advisory firm - (3/5/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (3/5/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(12/17/2013)
IAR
Texas(2/16/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FOCUS FINANCIAL
AFC FINANCIAL ADVISORY GROUP | MOSER & HEIER FINANCIAL SOLUTIONS | MERTZ WEALTH STRATEGIES | KMF ADVISORS | FOCUS FINANCIAL NETWORK, INC. | FOCUS FINANCIAL | FDI INCORPORATED/FINANCIAL DESIGNS | BROOKLANDS
CRD#: 116140 / SEC#: 801-71117
RIA
Registered Investment Advisory firm - (3/2/2010 Approved)Arizona
Registered Investment Advisory firm - (3/5/2010 Terminated)California
Registered Investment Advisory firm - (3/8/2010 Terminated)Colorado
Registered Investment Advisory firm - (3/12/2010 Terminated)Florida
Registered Investment Advisory firm - (3/5/2010 Terminated)Georgia
Registered Investment Advisory firm - (3/5/2010 Terminated)Illinois
Registered Investment Advisory firm - (3/2/2010 Terminated)Indiana
Registered Investment Advisory firm - (3/9/2010 Terminated)Iowa
Registered Investment Advisory firm - (3/5/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (3/24/2010 Terminated)Minnesota
Registered Investment Advisory firm - (3/8/2010 Terminated)Missouri
Registered Investment Advisory firm - (3/5/2010 Terminated)Nebraska
Registered Investment Advisory firm - (3/12/2010 Terminated)New Jersey
Registered Investment Advisory firm - (3/5/2010 Terminated)New York
Registered Investment Advisory firm - (3/5/2010 Terminated)North Carolina
Registered Investment Advisory firm - (3/5/2010 Terminated)North Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Ohio
Registered Investment Advisory firm - (3/5/2010 Terminated)Oregon
Registered Investment Advisory firm - (3/5/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/31/2010 Terminated)South Dakota
Registered Investment Advisory firm - (3/5/2010 Terminated)Texas
Registered Investment Advisory firm - (3/5/2010 Terminated)Washington
Registered Investment Advisory firm - (3/5/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (3/5/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413
Mailing Address
Phone number
(651) 631-8166
Established
Firm type
Fiscal year end
# of Employees
172
SEC notice filing (46 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 26,057 |
| AUM (Assets Under Management) | $ 6,262,663,508 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/16/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
