Brian T. Basinger

SAPIENT ROAD WEALTH MANAGEMENT

San Diego, CA

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CRD#: 4726499

Professional summary

Brian Thomas Basinger, CFP®, who also goes by Brian Besinger, is a registered financial advisor currently at SAPIENT ROAD WEALTH MANAGEMENT, LLC located in San Diego, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brian has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Besinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Basinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 2, 2013 - Present

SAPIENT ROAD WEALTH MANAGEMENT, LLC

RIA

CRD#: 168689

San Diego, CA

Past

May 22, 2008 - January 2, 2014

BLOCK WEALTH MANAGEMENT, INC

RIA

CRD#: 146042

SAN DIEGO, CA

Past

January 4, 2008 - May 21, 2008

PREMIER FINANCIAL PLANNING, LLP

RIA

CRD#: 130496

ESCONDIDO, CA

Past

January 3, 2007 - December 31, 2007

PREMIER FINANCIAL PLANNING, LLP

RIA

CRD#: 130496

ESCONDIDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 12/30/2003

General Securities Representative Examination

Current Firm

SAPIENT ROAD WEALTH MANAGEMENT, LLC

CRD#: 168689 / SEC#:

California

Registered Investment Advisory firm - (11/30/2013 Approved)

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Contact information

Main Address

San Diego, CA

Mailing Address

Phone number

(858) 381-3443

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	86
AUM (Assets Under Management)	$ 36,663,908

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian T. Basinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Thomas Basinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPIENT ROAD WEALTH MANAGEMENT, LLC

BLOCK WEALTH MANAGEMENT, INC

PREMIER FINANCIAL PLANNING, LLP

PREMIER FINANCIAL PLANNING, LLP

State Registrations and Notice Filings

Exams

Series 7

Date: 12/30/2003

Current Firm

SAPIENT ROAD WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAPIENT ROAD WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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