Erik R. Flegal

IMPRINT WEALTH LLC

Mount Pleasant, SC 29464

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CRD#: 4726481

Professional summary

Erik Robert Flegal is a registered financial advisor currently at IMPRINT WEALTH LLC located in Mount Pleasant, South Carolina.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Erik has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Owner; Red Carpet Charleston LLC; Mount Pleasant, SC; Since 01/2019; Non-investment related; Compensated; Approximately 10 hours spent per month 3. Insurance Sales; Mount Pleasant, SC; Non-investment related; Approximately 10% of time during the month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Robert Flegal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2022 - Present

IMPRINT WEALTH LLC

Office #1: 357 N. Shelmore Blvd Suite 2b, Mount Pleasant, SC 29464

RIA

CRD#: 322130

Mount Pleasant, SC

Past

February 1, 2019 - September 23, 2022

EUDAIMONIA PARTNERS, LLC

RIA

CRD#: 283884

Mount Pleasant, SC

Past

December 1, 2016 - January 9, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHARLESTON, SC

Past

November 30, 2016 - January 9, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHARLESTON, SC

Past

February 3, 2014 - December 1, 2016

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

June 1, 2009 - December 1, 2016

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

Past

November 18, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMPRINT WEALTH LLC

CRD#: 322130 / SEC#: 801-126084

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(9/28/2022)

IAR

Texas
(4/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/24/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/25/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/17/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/2/2008

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 3/4/2008

General Securities Sales Supervisor - General Module Examination

Current Firm

IMPRINT WEALTH LLC

CRD#: 322130 / SEC#: 801-126084

RIA

Registered Investment Advisory firm - (7/14/2022 Approved)

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Contact information

Main Address

375 N Shelmore Blvd. Suite 2b, Mount Pleasant, SC 29464

Mailing Address

Phone number

(843) 834-4853

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IMPRINT FORM ADV 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	373
AUM (Assets Under Management)	$ 107,185,956

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Erik R. Flegal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Robert Flegal's CRS (Customer Relationship Summary).

Certified licenses

Experience

EUDAIMONIA PARTNERS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

IMPRINT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2014

Series 63

Date: 11/24/2003

SIE

Date: 10/1/2018

Series 3

Date: 11/25/2009

Series 7

Date: 11/17/2003

Series 9

Date: 5/2/2008

Series 10

Date: 3/4/2008

Current Firm

IMPRINT WEALTH LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMPRINT WEALTH LLC

TRUST BUT VERIFY

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