Todd W. Gambit

GAMBIT ASSET MANAGEMENT

Northbrook, IL 60062

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CRD#: 4726423

Professional summary

Todd William Gambit, CFP®, who also goes by Todd W Gambit, Todd Gambit, is a registered financial advisor currently at GAMBIT ASSET MANAGEMENT located in Northbrook, Illinois.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Todd has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd W Gambit | Todd Gambit

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CROSS COUNTRY MORTGAGE,LLC, 6850 MILLER ROAD, BRECKSVILLE, OH 44141, START DATE-02/2020,NOT INVESTMENT-RELATED; TITLE-LICENSED LOAN OFFICER. COMPENSATED ON A COMMISSION BASIS FOR EACH LOAN I ORIGINATE. I AM A W-2 EMPLOYEE AND TREAT THIS SEPARATE FROM THE WEALTH ADVISORY BUSINESS. 5-10 HOURS A WEEK SPENT ON THIS ACTIVITY ALL DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd William Gambit's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

September 15, 2021 - Present

GAMBIT ASSET MANAGEMENT

Office #1: 630 Dundee Rd Suite 135, Northbrook, IL 60062

RIA

CRD#: 316342

Northbrook, IL

Past

March 9, 2020 - October 25, 2021

QUANTUM PRIVATE WEALTH, LLC

RIA

CRD#: 307358

LAKE FOREST, IL

Past

January 2, 2019 - April 1, 2020

GAMBIT ASSET MANAGEMENT

RIA

CRD#: 299494

LAKE FOREST, IL

Past

January 14, 2016 - October 26, 2018

CHICAGO PARTNERS INVESTMENT GROUP LLC

RIA

CRD#: 147662

CHICAGO, IL

Past

November 4, 2011 - September 15, 2015

BMO CAPITAL MARKETS CORP.

CRD#: 16686

CHICAGO, IL

Past

May 16, 2006 - November 22, 2011

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

CHICAGO, IL

Past

June 25, 2004 - April 12, 2006

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(9/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/5/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/5/2007

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/24/2004

General Securities Representative Examination

Current Firm

GAMBIT ASSET MANAGEMENT

GAMBIT ASSET MANAGEMENT | GAMBIT INVESTMENT GROUP

CRD#: 316342 / SEC#:

Illinois

Registered Investment Advisory firm - (9/15/2021 Approved)

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Contact information

Main Address

630 Dundee Road Suite 135, Northbrook, IL 60062

Mailing Address

Phone number

(224) 944-6400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 36,807,433

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd W. Gambit

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd William Gambit's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUANTUM PRIVATE WEALTH, LLC

GAMBIT ASSET MANAGEMENT

CHICAGO PARTNERS INVESTMENT GROUP LLC

BMO CAPITAL MARKETS CORP.

CREDIT SUISSE SECURITIES (USA) LLC

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2016

Series 63

Date: 1/5/2005

SIE

Date: 9/15/2015

Series 3

Date: 4/5/2007

Series 7

Date: 6/24/2004

Current Firm

GAMBIT ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GAMBIT ASSET MANAGEMENT

TRUST BUT VERIFY

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