Cory P. Slovik

INNOVATIVE FAMILY OFFICE LLC

Montclair, NJ

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CRD#: 4726236

Professional summary

Cory Paul Slovik, who also goes by Cory P Slovik, is a registered financial advisor currently at INNOVATIVE FAMILY OFFICE LLC located in Montclair, New Jersey.

Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Cory has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cory P Slovik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Insurance Agent, investment related, not actively practicing unless specifically requested by client. Minimal time spent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Paul Slovik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2024 - Present

INNOVATIVE FAMILY OFFICE LLC

RIA

CRD#: 329496

Montclair, NJ

Past

May 17, 2024 - May 30, 2024

PHX FINANCIAL, INC.

CRD#: 144403

NEW YORK, NY

Past

March 29, 2021 - May 3, 2024

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

RIA

CRD#: 146097

NEW YORK, NY

Past

June 6, 2007 - May 3, 2024

EMPIRE ASSET MANAGEMENT COMPANY

CRD#: 143007

NEW YORK, NY

Past

July 27, 2004 - June 4, 2007

NATIONAL SECURITIES CORPORATION

CRD#: 7569

NEW YORK, NY

Past

March 11, 2004 - July 27, 2004

MILESTONE GROUP MANAGEMENT LLC

CRD#: 44486

LAKE SUCCESS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVATIVE FAMILY OFFICE LLC

BROADSTREET FAMILY OFFICE LLC | INNOVATIVE FAMILY OFFICE LLC

CRD#: 329496 / SEC#: 801-129455

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(7/1/2024)

IAR

New York
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/8/2004

General Securities Representative Examination

Current Firm

INNOVATIVE FAMILY OFFICE LLC

BROADSTREET FAMILY OFFICE LLC | INNOVATIVE FAMILY OFFICE LLC

CRD#: 329496 / SEC#: 801-129455

RIA

Registered Investment Advisory firm - (2/9/2024 Approved)

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Contact information

Main Address

361 Route 202, Somers, NY 10589

Mailing Address

Phone number

(914) 427-8036

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INNOVATIVE FAMILY OFFICE LLC FORM ADV PART 2 BROCHURE (11/11/2025)

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 21,515,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cory P. Slovik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cory Paul Slovik's CRS (Customer Relationship Summary).

Certified licenses

Experience

PHX FINANCIAL, INC.

EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC

EMPIRE ASSET MANAGEMENT COMPANY

NATIONAL SECURITIES CORPORATION

MILESTONE GROUP MANAGEMENT LLC

Primary Firm SEC Registration

INNOVATIVE FAMILY OFFICE LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/7/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/8/2004

Current Firm

INNOVATIVE FAMILY OFFICE LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE FAMILY OFFICE LLC

TRUST BUT VERIFY

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