William O. Woody

SUMMIT WEALTH STRATEGIES

Springfield, MO 65804

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CRD#: 472586

Professional summary

William Oliver Woody III, CFP®, who also goes by Bill Woody III, William O Woody, is a registered financial advisor currently at SUMMIT WEALTH STRATEGIES located in Springfield, Missouri.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. William has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.

Question & Answer

What are your service offerings?

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Bill Woody Iii | William O Woody

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WILLIAM O. WOODY & ASSOCIATES, LLC, PRESIDENT, EMPLOYEE BENEFITS AND FIXED LIFE, JULY 2005, 5 HR A MTH 2. STOVALL WOODY, EMPLOYER BENEFITS, JANUARY 1 1980, 10 HOURS A MONTH DBA IS STOVALL WOODY; VARIOUS OUTSIDE INSURANCE COMPANIES. 3. Ash Brokerage; not investment-related; 888 S. Harrison St., Suite 900, Fort Wayne, IN 46802; life insurance; insurance agent; April 2016; 20 hours/month; 20 hours/month; insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Oliver Woody III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

February 9, 2016 - Present

SUMMIT WEALTH STRATEGIES

Office #1: 2833b E. Battlefield Road Suite 112, Springfield, MO 65804

RIA

CRD#: 282502

Springfield, MO

Past

March 29, 1999 - February 5, 2016

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SPRINGFIELD, MO

Past

October 20, 1980 - February 5, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

SPRINGFIELD, MO

Past

April 7, 1970 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH STRATEGIES

CRD#: 282502 / SEC#: 801-107111

RIA

Registered Investment Advisory firm - (1/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(2/9/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/27/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 4/1/1970

Registered Representative Examination

Current Firm

SUMMIT WEALTH STRATEGIES

CRD#: 282502 / SEC#: 801-107111

RIA

Registered Investment Advisory firm - (1/6/2016 Approved)

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Contact information

Main Address

16020 Swingley Ridge Suite 110, Chesterfield, MO 63017

Mailing Address

Phone number

(636) 532-0088

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	4,925
AUM (Assets Under Management)	$ 978,731,306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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William O. Woody

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Oliver Woody III's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

Primary Firm SEC Registration

SUMMIT WEALTH STRATEGIES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/1999

Series 63

Date: 3/27/1984

SIE

Date: 2/5/2016

Series 1

Date: 4/1/1970

Current Firm

SUMMIT WEALTH STRATEGIES

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH STRATEGIES

TRUST BUT VERIFY

Contact information

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