William O. Woody
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Oliver Woody III, CFP®, who also goes by Bill Woody III, William O Woody, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1970. William had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1996
Experience
February 9, 2016 - December 26, 2025
SUMMIT WEALTH STRATEGIES
March 29, 1999 - February 5, 2016
EQUITABLE ADVISORS, LLC
October 20, 1980 - February 5, 2016
EQUITABLE ADVISORS, LLC
April 7, 1970 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/1/1970
Registered Representative ExaminationCurrent Firm
SUMMIT WEALTH STRATEGIES
CRD#: 282502 / SEC#: 801-107111
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,925 |
| AUM (Assets Under Management) | $ 978,731,306 |
Red Flags
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