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GC

Gerald Cosgrove

EOLAS CAPITAL
Boston, MA 02109
Some features on this profile are disabled
CRD#: 4725844
GC

Professional summary


Gerald Cosgrove, who also goes by Gerald William Cosgrove, Gerald Cosgrove, Gerry Cosgrove, is a registered financial advisor currently at EOLAS CAPITAL located in Boston, Massachusetts and INTE SECURITIES LLC located in New York, New York.

Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Gerald has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Gerald William Cosgrove | Gerald Cosgrove | Gerry Cosgrove

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Eolas Capital LLC; Investment-related; Address: Boston, MA; Nature of business: Investment manager; Position/Title: Consultant; Start date: June 2023; Approximate number of hours/month you devote to the other business: 10h/month. (2) INTE Securities LLC; Registered Representative; Investment Related; Boston, MA, Broker Dealer; 10 Hours/Month During Securities Trading Hours; including solicitating private placements on behalf of Partner Managers with whom INTE Securities has executed a Placement Agent Agreement.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gerald Cosgrove's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 3, 2023 - Present

EOLAS CAPITAL

Office #1: Ten Post Office Square Suite 1102, Boston, MA 02109
RIA
CRD#: 316292
Boston, MA
Current

July 12, 2023 - Present

INTE SECURITIES LLC

Office #1: 42 Broadway, Suite 12-128, New York, NY 10004
BD
CRD#: 47107
NEW YORK, NY
Past

March 21, 2018 - February 16, 2023

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
BOSTON, MA
Past

February 6, 2012 - March 14, 2018

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
BOSTON, MA
Past

February 6, 2012 - March 14, 2018

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
BOSTON, MA
Past

February 8, 2007 - April 6, 2010

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
SAN FRANCISCO, CA
Past

January 31, 2007 - April 6, 2010

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
SAN FRANCISCO, CA
Past

April 6, 2004 - February 2, 2007

T. ROWE PRICE INVESTMENT SERVICES, INC.

BD
CRD#: 8348
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/15/2023)
RR
Alaska
(10/15/2023)
RR
Arizona
(10/15/2023)
RR
Arkansas
(10/15/2023)
RR
California
(10/15/2023)
RR
Colorado
(10/15/2023)
RR
Connecticut
(10/15/2023)
RR
Delaware
(10/15/2023)
RR
District of Columbia
(10/15/2023)
RR
Florida
(10/15/2023)
RR
Georgia
(10/15/2023)
RR
Hawaii
(10/15/2023)
RR
Idaho
(10/15/2023)
RR
Illinois
(10/15/2023)
RR
Indiana
(10/15/2023)
RR
Iowa
(10/15/2023)
RR
Kansas
(10/15/2023)
RR
Kentucky
(10/15/2023)
RR
Louisiana
(10/15/2023)
RR
Maine
(10/15/2023)
RR
Maryland
(10/15/2023)
RR
Massachusetts
(7/12/2023)
IAR
Massachusetts
(11/3/2023)
RR
Michigan
(10/15/2023)
RR
Minnesota
(10/15/2023)
RR
Mississippi
(10/15/2023)
RR
Missouri
(10/15/2023)
RR
Montana
(10/15/2023)
RR
Nebraska
(10/15/2023)
RR
Nevada
(10/15/2023)
RR
New Hampshire
(10/15/2023)
RR
New Jersey
(10/15/2023)
RR
New Mexico
(10/15/2023)
RR
New York
(7/12/2023)
RR
North Carolina
(10/15/2023)
RR
North Dakota
(10/15/2023)
RR
Ohio
(10/16/2023)
RR
Oklahoma
(10/15/2023)
RR
Oregon
(10/15/2023)
RR
Pennsylvania
(10/15/2023)
RR
Puerto Rico
(4/30/2025)
RR
Rhode Island
(10/15/2023)
RR
South Carolina
(10/15/2023)
RR
South Dakota
(10/15/2023)
RR
Tennessee
(9/19/2024)
RR
Texas
(10/15/2023)
RR
Utah
(10/15/2023)
RR
Vermont
(10/15/2023)
RR
Virginia
(10/15/2023)
RR
Washington
(10/15/2023)
RR
West Virginia
(10/15/2023)
RR
Wisconsin
(10/15/2023)
RR
Wyoming
(10/15/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 5/13/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/31/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


EC
EOLAS CAPITAL
EOLAS CAPITAL | EOLAS CAPITAL LLC

CRD#: 316292 / SEC#:

Massachusetts
Registered Investment Advisory firm - (10/26/2021 Approved)
Texas
Registered Investment Advisory firm - (2/1/2022 Conditional Restricted)
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Contact information


Main Address
Ten Post Office Square Suite 1102, Boston, MA 02109
Mailing Address
Phone number
(617) 468-4128
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EOLAS CAPITAL

CRD#: 316292Boston, MA 02109

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