Gerald Cosgrove
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerald Cosgrove, who also goes by Gerald William Cosgrove, Gerald Cosgrove, Gerry Cosgrove, was a registered financial professional .
Gerald is a previously registered financial professional and started their career in finance in 2004. Gerald had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2023 - August 6, 2026
EOLAS CAPITAL
July 12, 2023 - August 6, 2026
INTE SECURITIES LLC
March 21, 2018 - February 16, 2023
BNY MELLON SECURITIES CORPORATION
February 6, 2012 - March 14, 2018
RBC CAPITAL MARKETS, LLC
February 6, 2012 - March 14, 2018
RBC CAPITAL MARKETS, LLC
February 8, 2007 - April 6, 2010
NEUBERGER BERMAN BD LLC
January 31, 2007 - April 6, 2010
NEUBERGER BERMAN BD LLC
April 6, 2004 - February 2, 2007
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/31/2025
Investment Banking Registered Representative ExaminationCurrent Firm
EOLAS CAPITAL
CRD#: 316292 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
