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Ryan Scott Stoner

CRD# 4725786·Registered 2004 - 2024
Suspended: Ryan Scott Stoner was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Ryan Scott Stoner, who also goes by Ryan Scott Stoner, Ryan Stoner, Ryan S Stoner, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2004 - 2024. Ryan had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan Scott Stoner, Ryan Stoner, Ryan S Stoner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

FIFTH THIRD SECURITIES, INC.·CRD# 628
RIA
Chicago, IL
May 22, 2023 - March 11, 2024
FIFTH THIRD SECURITIES, INC.·CRD# 628
BD
Chicago, IL
May 22, 2023 - March 11, 2024
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Westchester, IL
December 9, 2020 - May 25, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Westchester, IL
December 9, 2020 - May 25, 2023
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Chicago, IL
October 1, 2012 - December 21, 2020
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Chicago, IL
October 1, 2012 - December 21, 2020
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Chicago, IL
February 8, 2011 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
September 30, 2005 - October 1, 2012
DWS DISTRIBUTORS, INC.·CRD# 37306
BD
Chicago, IL
January 13, 2004 - June 3, 2005

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Current Firm

FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.

CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

34 Fountain Square Plaza Md 1090xb, Cincinnati, OH 45263

Mailing Address

38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263

Phone Number

(888) 889-1025

Established

Ohio since 05/01/1925

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

13,533

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PASSAGEWAY MANAGED ACCOUNT WRAP FEE PROGRAM BROCHURE (7/14/2026)

Direct owners and executive officers

NamePositionCRD#
FIFTH THIRD BANK, NATIONAL ASSOCIATIONOWNER—
CORSARIE, ROBERT ALBERTDIRECTOR, HEAD OF RETAIL BROKERAGE2213136
JACOBS, JARRETT ANDREWDIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER3190249
JOHNSON MOBLEY, SHANNONDIRECTOR, REGIONAL INVESTMENT MANAGER2583704
KELLY, GINGER MICHELLEDIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL2357692
LUDWICK, JAMES PAULDIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS4286771
LYONS, TIMOTHYDIRECTOR, MANAGING DIRECTOR-TRADING2544688
MARCUS, ROBERT FRANKLINDIRECTOR, HEAD OF CAPITAL MARKETS2512810
OVERMANN, JUSTIN MICHAELDIRECTOR, PRINCIPAL OPERATIONS OFFICER4419793
STRATMOEN, CHRISTOPHER SCOTTDIRECTOR, PRINCIPAL FINANCIAL OFFICER5873893

Regulatory Assets Under Management

Total Number of Accounts

47,014

AUM (Assets Under Management)

$10,924,793,999

Disclosures

Regulatory Event

38

Arbitration

19

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/20/2025Cover PageReport
08/26/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.

CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2010About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2004About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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