Justin C. Farris

FARRIS CAPITAL MANAGEMENT

Carrollton, TX 75010

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CRD#: 4725738

Professional summary

Justin Childs Farris, CFP®, who also goes by Justin Childs Farris Mr., Justin Farris, is a registered financial advisor currently at FARRIS CAPITAL MANAGEMENT INC. located in Carrollton, Texas.

Justin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Justin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Justin Childs Farris Mr. | Justin Farris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INSURANCE SALES - AGENT - START DATE: 05/2010 - LOCATED AT 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT 2) FARRIS Real Estate Ventures LLC POSITION: NO ACTIVITY NATURE: THIS OBA IS FOR ACCOUNTING PURPOSES TO SIMPLIFY TAX REPORTING AND liability INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/2014 ADDRESS: 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT 3) JUSTIN FARRIS - AGENT POSITION: Agent NATURE: to become a licensed P&C agent through Goodman Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 1/2017 ADDRESS: 4425 Plano Pkwy Suite 1701 Carrollton Texas 75010 - 5% TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Childs Farris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

October 23, 2013 - Present

FARRIS CAPITAL MANAGEMENT INC.

Office #1: 4425 Plano Pkwy Suite 1701, Carrollton, TX 75010

RIA

CRD#: 169051

Carrollton, TX

Past

April 30, 2010 - December 31, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

DALLAS, TX

Past

April 30, 2010 - March 9, 2018

SECURITIES AMERICA, INC.

CRD#: 10205

DALLAS, TX

Past

February 8, 2005 - May 3, 2010

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

DALLAS, TX

Past

November 12, 2004 - May 3, 2010

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

DALLAS, TX

Past

September 10, 2004 - November 15, 2004

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARRIS CAPITAL MANAGEMENT INC.

(DOING BUSINESS AS) THE FARRIS GROUP | FARRIS CAPITAL MANAGEMENT LLC | FARRIS CAPITAL MANAGEMENT INC.

CRD#: 169051 / SEC#: 801-123391

RIA

Registered Investment Advisory firm - (3/8/2022 Approved)

Louisiana

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(7/7/2014)

IAR

Texas
(10/23/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2004

General Securities Representative Examination

Current Firm

FARRIS CAPITAL MANAGEMENT INC.

(DOING BUSINESS AS) THE FARRIS GROUP | FARRIS CAPITAL MANAGEMENT LLC | FARRIS CAPITAL MANAGEMENT INC.

CRD#: 169051 / SEC#: 801-123391

RIA

Registered Investment Advisory firm - (3/8/2022 Approved)

Louisiana

Registered Investment Advisory firm - (4/26/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/20/2022 Terminated)

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Contact information

Main Address

4425 Plano Pkwy Ste. 1701, Carrollton, TX 75010

Mailing Address

Phone number

(214) 525-2141

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FARRIS CAPITAL ADV PART 2A DISCLOSURE BROCHURE (2/24/2025)

Regulatory assets under management

Total Number of Accounts	848
AUM (Assets Under Management)	$ 154,107,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Justin C. Farris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Justin Childs Farris's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

FARRIS CAPITAL MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2004

SIE

Date: 3/9/2018

Series 7

Date: 9/9/2004

Current Firm

FARRIS CAPITAL MANAGEMENT INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARRIS CAPITAL MANAGEMENT INC.

TRUST BUT VERIFY

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