JF
Jared M. Faltys
MCMILL CPA AND ADVISORS
NORFOLK, NE 68701
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CRD#: 4725174
JF
Professional summary
Jared Matthew Faltys, who also goes by Jared M Faltys, is a registered financial advisor currently at MCMILL CPA AND ADVISORS located in Norfolk, Nebraska and WEALTH MANAGEMENT located in Norfolk, Nebraska.
Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jared has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jared M Faltys
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
McMill CPA PC - S Corp - Not investment related - 125 S. 4th St Norfolk, NE 68701 - CPA Firm - Shareholder - 2004 - 160 Hours per month/ 160 Hours during securities trading hours - CPA, Tax & Consulting. McMill Inc - Corporation - Not investment related - 125 S. 4th St Norfolk, NE 68701 - Real Estate - Shareholder - 1996 - 0 hours per month/ 0 hours during securities trading hours - rental of commercial office space. Retirement Plan Consultants LLC - LLC - Not investment related - 125 S. 4th St Norfolk, NE 68701 - TPA, 401K Contracts & Recordkeeping - LLC Member - 2009 - 80 hours per month/80 hours during securities trading hours - Member and Partner in Charge. Insurance Agent - not investment related - located at branch office - fixed insurance sales - independent insurance agent - 09/2003 - Approx. 4 hours per month/Approx. 4 hours during securities trading hours - sales of fixed insurance WMH Rollover LLC - not investment related - 125 S 4th St Norfolk, NE - LLC - member - Approx. 1 hour per month/Approx. 0 hours during securities trading hours North Fork Area Transit - not investment related - 222 N. 4th St Norfolk, NE - LLC - board member - Approx. 1 hour per month/Approx. 0 hours during securities trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Jared Matthew Faltys's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 1999 - Present
MCMILL CPA AND ADVISORS
Office #1: 125 South 4th Street, Norfolk, NE 68701RIA
CRD#: 129015
NORFOLK, NE
Current
April 12, 2006 - Present
WEALTH MANAGEMENT
Office #1: 125 South 4th Street, Norfolk, NE 68701RIA
CRD#: 137080
Norfolk, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(4/12/2006)
IAR
Nebraska(10/7/1999)
Current Firm
WEALTH MANAGEMENT
WEALTH FIRM | WEALTH MANAGEMENT NEBRASKA LLC | WEALTH MANAGEMENT LLC | WEALTH MANAGEMENT
CRD#: 137080 / SEC#: 801-65977
RIA
Registered Investment Advisory firm - (2/17/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
125 South 4th Street, Norfolk, NE 68701
Mailing Address
Po Box 1264, Norfolk, NE 68702-1264
Phone number
(402) 371-1160
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,617 |
| AUM (Assets Under Management) | $ 3,100,744,962 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEALTH MANAGEMENT
CRD#: 137080Norfolk, NE 68701TRUST BUT VERIFY
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