Rodney Ballard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Ballard, who also goes by Rodney E Ballard, Rodney Ballard, was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 2003. Rodney had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2022 - June 24, 2026
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 6, 2022 - May 16, 2022
LPL FINANCIAL LLC
August 19, 2021 - May 16, 2022
LPL FINANCIAL LLC
March 23, 2020 - August 12, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
July 11, 2016 - March 16, 2020
CENTER STREET SECURITIES, INC.
June 29, 2007 - July 10, 2008
E*TRADE SECURITIES LLC
November 20, 2006 - June 15, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 20, 2006 - June 15, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
December 17, 2003 - October 27, 2006
OSAIC FA, INC.
December 4, 2003 - May 22, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 4, 2003 - October 27, 2006
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SENIOR VICE PRESIDENT, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SENIOR VICE PRESIDENT, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | EXECUTIVE VICE PRESIDENT, HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
