Michael B. Morgan

WELLTH ADVISORY SERVICES

Austin, TX 78759

Some features on this profile are disabled

CRD#: 4725083

Professional summary

Michael Bradley Morgan, AIF®, who also goes by Brad Morgan, M B Morgan, M. B Morgan, M. Morgan, Michael B Morgan, Michael Brad Morgan, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Austin, Texas and LPL FINANCIAL LLC located in Austin, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bradley Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

July 1, 2024 - Present

WELLTH ADVISORY SERVICES, LLC

Office #1: 11211 Taylor Draper Lane Suite 110, Austin, TX 78759

RIA

CRD#: 330537

Austin, TX

Current

April 1, 2019 - Present

LPL FINANCIAL LLC

Office #1: 8200 N Mopac Expy, Ste 350, Austin, TX 78759

RIA

CRD#: 6413

AUSTIN, TX

Past

July 2, 2024 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

SHERMAN, TX

Past

August 5, 2020 - October 28, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

SHERMAN, TX

Past

April 1, 2019 - July 13, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Sherman, TX

Past

August 29, 2018 - April 1, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Sherman, TX

Past

August 3, 2018 - August 6, 2018

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Sherman, TX

Past

August 3, 2018 - April 1, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

Sherman, TX

Past

March 23, 2004 - July 27, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SHERMAN, TX

Past

February 10, 2004 - July 27, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

SHERMAN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/9/2023)

IAR

California
(7/19/2024)

Florida
(8/5/2020)

IAR

Florida
(8/7/2024)

Kentucky
(1/4/2022)

Louisiana
(4/1/2019)

North Carolina
(4/18/2019)

Oklahoma
(4/1/2019)

IAR

Oklahoma
(7/2/2024)

Pennsylvania
(10/17/2024)

IAR

Pennsylvania
(11/4/2024)

Tennessee
(4/1/2019)

Texas
(4/1/2019)

IAR

Texas
(7/1/2024)

Virginia
(4/1/2019)

IAR

Virginia
(4/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/2/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/9/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WELLTH ADVISORY SERVICES, LLC

STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Shorewood, IL

Mailing Address

Phone number

(866) 777-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WELLTH ADV PART 2A (12/12/2025)

WELLTH ADV WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,338
AUM (Assets Under Management)	$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

AUSTIN, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

AUSTIN, TX

James Rushing

VOYA FINANCIAL ADVISORS, INC.

IAR

AUSTIN, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael B. Morgan

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Bradley Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

GLOBAL RETIREMENT PARTNERS LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

WELLTH ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2004

SIE

Date: 10/1/2018

Series 31

Date: 4/2/2004

Series 7

Date: 1/9/2004

FINRA

Current Firm

WELLTH ADVISORY SERVICES, LLC

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WELLTH ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors