Stephanie Gennaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Gennaro, who also goes by Stephanie Hanson, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2004. Stephanie had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2016 - February 8, 2018
J.W. COLE FINANCIAL, INC.
October 8, 2008 - April 9, 2014
MSI FINANCIAL SERVICES, INC.
June 26, 2006 - September 11, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
February 1, 2006 - February 1, 2006
SECU BROKERAGE SERVICES
January 5, 2004 - January 18, 2006
QUEST CAPITAL STRATEGIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
