LK
Lenny Kisin
APPLIED CAPITAL
Hollywood, FL
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CRD#: 4725067
LK
Professional summary
Lenny Kisin, who also goes by Leonard Kisin, Leonid Kisin, is a registered financial advisor currently at APPLIED CAPITAL located in Hollywood, Florida.
Lenny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Lenny has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leonard Kisin | Leonid Kisin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lenny Kisin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 19, 2003 - Present
APPLIED CAPITAL
RIA
CRD#: 128996
Hollywood, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
APPLIED CAPITAL
APPLIED CAPITAL | APPLIED CAPITAL, L.L.C. | APPLIED CAPITAL LLC
CRD#: 128996 / SEC#: 801-122829
RIA
Registered Investment Advisory firm - (12/3/2021 Approved)California
Registered Investment Advisory firm - (1/5/2022 Terminated)Florida
Registered Investment Advisory firm - (12/6/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)Illinois
Registered Investment Advisory firm - (12/6/2021 Terminated)Michigan
Registered Investment Advisory firm - (12/6/2021 Terminated)Ohio
Registered Investment Advisory firm - (12/6/2021 Terminated)Tennessee
Registered Investment Advisory firm - (12/7/2021 Terminated)Texas
Registered Investment Advisory firm - (12/6/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/30/2012)
IAR
Florida(3/12/2018)
IAR
Georgia(6/18/2012)
IAR
Illinois(5/20/2014)
IAR
Michigan(3/4/2020)
IAR
Ohio(11/19/2003)
IAR
Tennessee(7/5/2019)
IAR
Texas(2/5/2018)
Current Firm
AC
APPLIED CAPITAL
APPLIED CAPITAL | APPLIED CAPITAL, L.L.C. | APPLIED CAPITAL LLC
CRD#: 128996 / SEC#: 801-122829
RIA
Registered Investment Advisory firm - (12/3/2021 Approved)California
Registered Investment Advisory firm - (1/5/2022 Terminated)Florida
Registered Investment Advisory firm - (12/6/2021 Terminated)Georgia
Registered Investment Advisory firm - (12/16/2021 Terminated)Illinois
Registered Investment Advisory firm - (12/6/2021 Terminated)Michigan
Registered Investment Advisory firm - (12/6/2021 Terminated)Ohio
Registered Investment Advisory firm - (12/6/2021 Terminated)Tennessee
Registered Investment Advisory firm - (12/7/2021 Terminated)Texas
Registered Investment Advisory firm - (12/6/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Hollywood, FL
Mailing Address
Phone number
(561) 690-9955
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 400 |
| AUM (Assets Under Management) | $ 132,955,020 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
