Dulce M. Salaverria

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CRD#: 4724934

Professional summary

Dulce Maria Salaverria was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Dulce is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Dulce had worked at 1 firm, which includes EFG CAPITAL INTERNATIONAL LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

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None

Experience

Past

November 4, 2003 - February 2, 2004

EFG CAPITAL INTERNATIONAL LLC

CRD#: 28349

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

EFG CAPITAL INTERNATIONAL LLC

DRESDNER LATEINAMERIKA FINANCIAL ADVISORS LLC | VESTRUST SECURITIES LLC | VESTRUST SECURITIES L.P. | VESTRUST SECURITIES INC. | EFG CAPITAL INTERNATIONAL LLC

CRD#: 28349 / SEC#: , 8-43688

Terminated by SEC on 03/18/2006

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 03/21/2002

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
EFG CAPITAL INTERNATIONAL CORP.	SOLE OWNER
ABATE, HANS ANTON	SENIOR VICE PRESIDENT	4563511
ARGUMEDO, GUILLERMO ARTURO	SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL	2542794
GADALAMARIA, JACOBO ANTONIO JR	CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER AND MANAGEMENT BOARD MEMBER	2138460
SCHAEFER, NOEMI CARMEN	SENIOR VICE PRESIDENT AND FINANCIAL AND OPERATIONS PRINCIPAL	2241064

Red Flags

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