BY
Brian W. Yeakley
UNITED ADVISOR GROUP
MIAMISBURG, OH 45342
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CRD#: 4724851
BY
Professional summary
Brian William Yeakley is a registered financial advisor currently at UNITED ADVISOR GROUP located in Miamisburg, Ohio and SILVER OAK SECURITIES, INCORPORATED located in Miamisburg, Ohio.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Miami Valley Financial Partners,Is Not Investment Related,"683 Miamisburg Centerville Rd, Suite 208, Dayton, OH, 45459, United States",Selling Fixed Insurance Products,President,2001-03-01,20 hours per month,0 hours per month during trading hours,Commission Compensation,Selling fixed insurance products 2). United Advisor Group,Is Investment Related,,Registered Investment Advisor,Investment Advisor Representative/Partner,2023-03-01,160 hours per month,5 hours per month during trading hours,Fee Based Compensation,Giving investment advice and receiving a fee 3) Downtown Miamisburg Inc.,Is Not Investment Related,"10 N. First St, , Miamisburg, OH, 45342, United States","Non-Profit Corporation for the development of the historic downtown business area of Miamisburg, OH",Board Member,1/1/2025,2 hours per month,0 hours per month during trading hours,No Compensation Compensation,"Assist in making decisions to improve the historic business district of Miamisburg, OH."
CRS (Client Relationship Summary) - RIA
Click below to view Brian William Yeakley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2023 - Present
UNITED ADVISOR GROUP
Office #1: 543 E. Central Ave., Miamisburg, OH 45342RIA
CRD#: 324205
MIAMISBURG, OH
Current
February 23, 2023 - Present
SILVER OAK SECURITIES, INCORPORATED
Office #1: 543 E. Central Ave, Miamisburg, OH 45342RIA
BD
CRD#: 46947
Miamisburg, OH
Past
November 1, 2018 - March 3, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Dayton, OH
Past
November 1, 2018 - March 3, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Dayton, OH
Past
March 25, 2017 - November 5, 2018
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
DAYTON, OH
Past
March 25, 2017 - November 5, 2018
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DAYTON, OH
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
DAYTON, OH
Past
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
DAYTON, OH
Past
March 15, 2006 - January 2, 2015
NEW ENGLAND SECURITIES
RIA
CRD#: 615
DAYTON, OH
Past
February 13, 2006 - January 2, 2015
NEW ENGLAND SECURITIES
BD
CRD#: 615
DAYTON, OH
Past
November 11, 2003 - February 9, 2006
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/23/2023)
RR
District of Columbia(2/23/2023)
RR
Florida(2/23/2023)
RR
Georgia(2/23/2023)
RR
Illinois(2/23/2023)
RR
Indiana(2/23/2023)
RR
Kentucky(2/23/2023)
RR
Michigan(2/23/2023)
RR
New Jersey(2/23/2023)
RR
New York(2/23/2023)
RR
North Carolina(3/8/2023)
RR
Ohio(2/23/2023)
IAR
Ohio(2/23/2023)
RR
Pennsylvania(2/23/2023)
RR
South Carolina(2/23/2023)
RR
Virginia(2/23/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
UNITED ADVISOR GROUP
CRD#: 324205Miamisburg, OH 45342TRUST BUT VERIFY
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