Peter Giacona
CITY NATIONAL SECURITIES | Financial Advisor
Las Vegas, NV 89135
Some features on this profile are disabled
CRD#: 4724448
Professional summary
Peter Giacona Jr, who also goes by Peter Robert Giacona Jr, Peter Giacona, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Las Vegas, Nevada.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Peter has worked at 8 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Retirement Planning Strategies
Investments
Wealth Preservation Strategies
Are you a "fiduciary"?
Yes
Aliases
Peter Robert Giacona Jr | Peter Giacona
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business Activities; Task Rabbit; I'm hired through the Task Rabbit app for household tasks and paid from homeowner through the app.; 1738 Sonoran Bluff Avenue, , Henderson, NV, 89014; Not Investment-Related; 02/01/2023; 0 during trading hours; 1 to 9 hours per month / Neighbor.com; It's an application where I rent out my RV parking at my home. ; 1738 Sonoran Bluff Ave, , Henderson, NV, 89014; Not Investment-Related; 02/21/2024; 0 during trading hours; 0 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Giacona Jr's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Peter Giacona Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2025 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 10801 West Charleston Boulevard 2nd Floor, Las Vegas, NV 89135RIA
BD
CRD#: 103705
Las Vegas, NV
Current
January 24, 2025 - Present
CITY NATIONAL SECURITIES, INC.
Office #1: 10801 West Charleston Boulevard 2nd Floor, Las Vegas, NV 89135RIA
BD
CRD#: 103705
Las Vegas, NV
Past
July 31, 2024 - January 8, 2025
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
Las Vegas, NV
Past
July 29, 2024 - January 8, 2025
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
Las Vegas, NV
Past
October 2, 2020 - August 1, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Henderson, NV
Past
October 2, 2020 - August 1, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Henderson, NV
Past
October 1, 2012 - October 14, 2020
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LAS VEGAS, NV
Past
October 1, 2012 - October 14, 2020
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LAS VEGAS, NV
Past
October 19, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
LAS VEGAS, NV
Past
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
LAS VEGAS, NV
Past
September 7, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
BD
CRD#: 599
LAS VEGAS, NV
Past
January 3, 2007 - March 20, 2007
NATCITY INVESTMENTS, INC.
BD
CRD#: 17490
ST. CLAIR SHORES, MI
Past
July 6, 2005 - January 12, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CLINTON TOWNSHIP, MI
Past
November 5, 2003 - July 6, 2005
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/29/2025)
RR
Alaska(7/29/2025)
RR
Arizona(1/27/2025)
IAR
Arizona(2/5/2025)
RR
Arkansas(7/29/2025)
RR
California(1/24/2025)
IAR
California(1/24/2025)
RR
Colorado(1/24/2025)
IAR
Colorado(1/27/2025)
RR
Connecticut(7/29/2025)
RR
Delaware(3/13/2025)
RR
District of Columbia(7/29/2025)
RR
Florida(2/25/2025)
RR
Georgia(3/13/2025)
RR
Hawaii(7/29/2025)
RR
Idaho(7/29/2025)
RR
Illinois(7/29/2025)
RR
Indiana(7/29/2025)
RR
Iowa(7/29/2025)
RR
Kansas(7/29/2025)
RR
Kentucky(7/29/2025)
RR
Louisiana(7/29/2025)
RR
Maine(7/29/2025)
RR
Maryland(7/29/2025)
RR
Massachusetts(7/29/2025)
RR
Michigan(7/29/2025)
RR
Minnesota(7/29/2025)
RR
Mississippi(7/29/2025)
RR
Missouri(7/29/2025)
RR
Montana(7/29/2025)
RR
Nebraska(7/29/2025)
RR
Nevada(1/24/2025)
IAR
Nevada(1/27/2025)
RR
New Hampshire(7/29/2025)
RR
New Jersey(7/29/2025)
RR
New Mexico(7/29/2025)
RR
New York(7/29/2025)
RR
North Carolina(7/29/2025)
RR
North Dakota(7/29/2025)
RR
Ohio(3/17/2025)
RR
Oklahoma(3/13/2025)
RR
Oregon(7/29/2025)
RR
Pennsylvania(7/29/2025)
RR
Rhode Island(7/29/2025)
RR
South Carolina(7/29/2025)
RR
South Dakota(7/29/2025)
RR
Tennessee(7/29/2025)
IAR
Texas(1/31/2025)
RR
Texas(3/20/2025)
RR
Utah(1/24/2025)
RR
Vermont(7/29/2025)
RR
Virginia(2/25/2025)
RR
Washington(2/25/2025)
RR
West Virginia(7/29/2025)
RR
Wisconsin(7/29/2025)
RR
Wyoming(7/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/29/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL SECURITIES, INC.
CITY NATIONAL SECURITIES, INC.
CRD#: 103705 / SEC#: 801-71181, 8-52265
RIA
Registered Investment Advisory firm - SEC (3/22/2010 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Mailing Address
555 South Flower Street 11th Floor, Los Angeles, CA 90071
Phone number
(310) 888-6400
Established
California since 11/03/1999
Firm type
Corporation
Fiscal year end
October
Firm Size
Medium
# of Employees
78
SEC notice filing (31 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITY NATIONAL BANK | SOLE SHAREHOLDER | |
| BANUELOS, ALMA DELIA | BOARD MEMBER | 4530705 |
| BARTON, RICHARD JOSEPH | CHIEF COMPLIANCE OFFICER | 2040869 |
| BRETADO, SANTIAGO AVILA | VP, CFO | 1945627 |
| DANIEL, JOBY SWANKUTTY | BOARD DIRECTOR | 6616727 |
| GIAQUINTO, GREGG | BOARD DIRECTOR | 3182583 |
| O'KEEFFE, IVOR PATRICK | BOARD DIRECTOR | 2397120 |
| RILEY, SHAWN DAVID | BOARD DIRECTOR | 7574191 |
Regulatory assets under management
| Total Number of Accounts | 2,004 |
| AUM (Assets Under Management) | $ 1,591,349,877 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITY NATIONAL SECURITIES, INC.
Financial AdvisorCRD#: 103705Las Vegas, NV 89135TRUST BUT VERIFY
Monitor Peter Giacona
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
