Jose P. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Pablo Hernandez, who also goes by J. Pablo Hernandez Artigas, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 2003. Jose had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2018 - October 31, 2019
VECTORGLOBAL WMG
March 13, 2014 - March 16, 2017
HSBC SECURITIES (USA) INC.
February 26, 2014 - March 16, 2017
HSBC SECURITIES (USA) INC.
January 1, 2010 - July 25, 2013
UBS FINANCIAL SERVICES INC.
January 1, 2010 - July 25, 2013
UBS FINANCIAL SERVICES INC.
March 12, 2004 - January 1, 2010
UBS INTERNATIONAL INC.
November 13, 2003 - January 1, 2010
UBS INTERNATIONAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VECTORGLOBAL WMG
CRD#: 32396 / SEC#: , 8-45715
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
