RL
Richard A. Leu
AXXCESS WEALTH MANAGEMENT
Pasadena, CA 91101
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CRD#: 4724262
RL
Professional summary
Richard Alexander Leu, who also goes by Alex Leu, Alexander Leu, Richard Alex Leu, is a registered financial advisor currently at AXXCESS WEALTH MANAGEMENT, LLC located in Pasadena, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Richard has worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex Leu | Alexander Leu | Richard Alex Leu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[1] INSURANCE; NOT INVESTMENT RELATED; 680 E COLORADO BLVD., SUITE 180 & 2ND FLOOR, PASADENA, CA, 91101; INSURANCE SALES; AGENT; 10/2004; TWO HOURS PER MONTH, NOT DURING SECURITIES TRADING HOURS; SALES OF INSURANCE [2] LA WEALTH ADVISORS, LLC; NOT INVESTMENT-RELATED; 680 E. COLORADO BLVD, SUITE 180 & 2ND FLOOR, PASADENA, CA, 91101; DBA AND SEPARATE ENTITY CREATED FOR INVESTMENT ADVISORY BUSINESS CONDUCTED WITH AXXCESS WEALTH MANAGEMENT, LLC; FOUNDER AND SENIOR WEALTH ADVISOR; 02/2023; 160 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS; PERFORM INVESTMENT ADVISORY SERVICES FOR CLIENTS. [3] YMCA OF THE FOOTHILLS; NOT INVESTMENT RELATED; 1930 FOOTHILL BLVD., LA CANADA, CA, 91011; NON-PROFIT; VOLUNTEER BOARD MEMBER; 08/2016; FOUR HOURS PER MONTH, NOT DURING TRADING HOURS; ATTEND BOARD MEETINGS. [4] YMCA OF THE FOOTHILLS; NOT INVESTMENT RELATED; 1930 FOOTHILL BLVD., LA CANADA, CA, 91011; NON-PROFIT; INDOOR CYCLING INSTRUCTOR, 05/2011; EIGHT HOURS PER MONTH, NOT DURING TRADING HOURS; TEACH CYCLING CLASS.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Alexander Leu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2023 - Present
AXXCESS WEALTH MANAGEMENT, LLC
Office #1: 680 E. Colorado Blvd. Suite 180 & 2nd Floor, Pasadena, CA 91101RIA
CRD#: 164081
Pasadena, CA
Past
April 5, 2016 - December 1, 2023
BRIDGE ADVISORY LLC
RIA
CRD#: 148282
PASADENA, CA
Past
October 1, 2013 - April 1, 2016
CREATIVE PLANNING
RIA
CRD#: 105348
LA CRESCENTA, CA
Past
April 7, 2009 - October 7, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
PASADENA, CA
Past
April 1, 2009 - October 7, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
PASADENA, CA
Past
November 11, 2005 - February 5, 2009
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
GLENDALE, CA
Past
November 11, 2005 - February 5, 2009
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
GLENDALE, CA
Past
September 7, 2004 - October 11, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
LOS ANGELES, CA
Past
August 9, 2004 - October 11, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/9/2023)
IAR
Texas(11/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
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Contact information
Main Address
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 217-5347
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
