Stephano T. Catania
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephano Travis Catania, who also goes by Stephano Travis Michael Catania, Travis Michael Catania, Travis Catania, was a registered financial professional .
Stephano is a previously registered financial professional and started their career in finance in 2005. Stephano had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2016 - September 18, 2018
SAGE CAPITAL ADVISORS, LLC
November 18, 2005 - April 26, 2007
CAPITAL RESOURCE MANAGEMENT, INC.
Primary Firm SEC Registration
SAGE CAPITAL ADVISORS, LLC
CRD#: 136577 / SEC#: 801-64637
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAGE CAPITAL ADVISORS, LLC
CRD#: 136577 / SEC#: 801-64637
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 522 |
| AUM (Assets Under Management) | $ 629,817,774 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
